Janet A. Lemnell

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CRD#: 4839537

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Janet Audrey Lemnell, who also goes by Janet Audrey Mills, Janet Mills, was a registered financial professional .

Janet is a previously registered financial professional and started their career in finance in 2004. Janet had worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 99 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Janet Audrey Mills | Janet Mills

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 4, 2018 - January 14, 2020

PROVIDENT WEALTH MANAGEMENT, LLC

RIA

CRD#: 130417

BRENTWOOD, TN

Past

April 7, 2017 - August 21, 2018

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

April 7, 2017 - August 21, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 10, 2009 - August 23, 2013

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NASHVILLE, TN

Past

August 10, 2009 - August 23, 2013

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 19, 2007 - August 19, 2009

UBS SERVICES USA LLC

CRD#: 46330

WEEHAWKEN, NJ

Past

December 21, 2005 - September 19, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NASHVILLE, TN

Past

October 19, 2004 - September 19, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROVIDENT WEALTH MANAGEMENT, LLC

ONE TRUSTED ADVISOR INVESTMENTS | PROVIDENT WEALTH MANAGEMENT, LLC | PROVIDENT WEALTH COMPANY, LLC

CRD#: 130417 / SEC#: 801-62799

RIA

Registered Investment Advisory firm - (2/12/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/24/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/29/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99

Date: 4/7/2017

Operations Professional Examination

General Industry/Product Exam

Series 7

Date: 10/18/2004

General Securities Representative Examination

Current Firm

PROVIDENT WEALTH MANAGEMENT, LLC

ONE TRUSTED ADVISOR INVESTMENTS | PROVIDENT WEALTH MANAGEMENT, LLC | PROVIDENT WEALTH COMPANY, LLC

CRD#: 130417 / SEC#: 801-62799

RIA

Registered Investment Advisory firm - (2/12/2004 Approved)

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Contact information

Main Address

101 Winners Circle Suite 101, Brentwood, TN 37027-5038

Mailing Address

Phone number

(615) 656-4050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROVIDENT WEALTH MANAGEMENT, LLC ADV PART 2A (2/27/2025)

Regulatory assets under management

Total Number of Accounts	1,195
AUM (Assets Under Management)	$ 696,599,707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Janet A. Lemnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS SERVICES USA LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

PROVIDENT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2018

Series 66

Date: 1/24/2005

Series 63

Date: 11/29/2004

SIE

Date: 8/21/2018

Series 99

Date: 4/7/2017

Series 7

Date: 10/18/2004

Current Firm

PROVIDENT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROVIDENT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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