MA
Michael L. Ashe
GALAXY DIGITAL PARTNERS LLC
New York, NY 10282
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CRD#: 4839353
MA
Professional summary
Michael Lawrence Ashe is a registered financial professional currently at GALAXY DIGITAL PARTNERS LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Lawrence Ashe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2020 - Present
GALAXY DIGITAL PARTNERS LLC
Office #1: 300 Vesey Street 13th Floor, New York, NY, 10282BD
CRD#: 289605
New York, NY
Past
February 11, 2015 - October 30, 2020
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
May 20, 2010 - April 17, 2014
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2022)
RR
Alaska(2/17/2022)
RR
Arizona(2/17/2022)
RR
Arkansas(2/17/2022)
RR
California(2/17/2022)
RR
Colorado(2/17/2022)
RR
Connecticut(2/17/2022)
RR
Delaware(2/17/2022)
RR
District of Columbia(2/17/2022)
RR
Florida(2/17/2022)
RR
Georgia(2/17/2022)
RR
Hawaii(2/17/2022)
RR
Idaho(2/17/2022)
RR
Illinois(2/17/2022)
RR
Indiana(2/17/2022)
RR
Iowa(2/17/2022)
RR
Kansas(2/17/2022)
RR
Kentucky(2/17/2022)
RR
Louisiana(2/17/2022)
RR
Maine(2/17/2022)
RR
Maryland(2/17/2022)
RR
Massachusetts(2/17/2022)
RR
Michigan(2/17/2022)
RR
Minnesota(2/17/2022)
RR
Mississippi(2/17/2022)
RR
Missouri(2/17/2022)
RR
Montana(2/17/2022)
RR
Nebraska(2/17/2022)
RR
Nevada(2/17/2022)
RR
New Hampshire(2/17/2022)
RR
New Jersey(2/17/2022)
RR
New Mexico(2/17/2022)
RR
New York(10/29/2020)
RR
North Carolina(2/17/2022)
RR
North Dakota(2/17/2022)
RR
Ohio(2/18/2022)
RR
Oklahoma(2/17/2022)
RR
Oregon(2/17/2022)
RR
Pennsylvania(2/17/2022)
RR
Puerto Rico(2/17/2022)
RR
Rhode Island(2/17/2022)
RR
South Carolina(2/17/2022)
RR
South Dakota(2/17/2022)
RR
Texas(2/17/2022)
RR
Utah(2/17/2022)
RR
Vermont(2/17/2022)
RR
Virgin Islands(2/17/2022)
RR
Virginia(2/17/2022)
RR
Washington(2/17/2022)
RR
West Virginia(2/17/2022)
RR
Wisconsin(2/17/2022)
RR
Wyoming(2/17/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GD
GALAXY DIGITAL PARTNERS LLC
GALAXY DIGITAL ADVISORS LLC | J. FRED MUGGS SECURITIES LLC | GALAXY DIGITAL PARTNERS LLC
CRD#: 289605 / SEC#: , 8-70001
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
300 Vesey Street 13th Floor, New York, NY, 10282
Mailing Address
300 Vesey Street 13th Floor, New York, NY, 10282
Phone number
(347) 229-4993
Established
New York since 07/18/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
