Kelsey C. Gunderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelsey Charles Gunderson, who also goes by Kelsey Gunderson, was a registered financial professional .
Kelsey is a previously registered financial professional and started their career in finance in 2004. Kelsey had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2020 - April 12, 2024
LAURENTIAN CAPITAL (USA) INC
September 9, 2013 - May 28, 2019
BMO CAPITAL MARKETS CORP.
May 3, 2007 - September 9, 2013
BMO NESBITT BURNS SECURITIES LTD.
October 13, 2004 - May 4, 2007
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
LAURENTIAN CAPITAL (USA) INC
CRD#: 171211 / SEC#: , 8-69450
Contact information
Documents
Direct owners and executive officers
Red Flags
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