JR
Joshua T. Reynolds
PNC WEALTH MANAGEMENT LLC
Columbus, OH 43220
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CRD#: 4839192
JR
Professional summary
Joshua Tyler Reynolds, who also goes by Joshua Tyler Reynolds, Joshua Reynolds, Ty Reynolds, Ty Reynolds, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Columbus, Ohio.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Joshua has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua Tyler Reynolds | Joshua Reynolds | Ty Reynolds | Ty Reynolds
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/19/2010- COMMUNITY TRUST FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business).
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Tyler Reynolds's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joshua Tyler Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2024 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 1850 Henderson, Columbus, OH 43220Office #2: 221 W Bridge Street, Dublin, OH 43017RIA
BD
CRD#: 129052
Columbus, OH
Current
April 26, 2024 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 1850 Henderson, Columbus, OH 43220Office #2: 221 W Bridge Street, Dublin, OH 43017RIA
BD
CRD#: 129052
Columbus, OH
Past
May 30, 2023 - April 16, 2024
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
DUBLIN, OH
Past
May 30, 2023 - April 16, 2024
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
DUBLIN, OH
Past
February 7, 2023 - May 17, 2023
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
Dublin, OH
Past
February 3, 2023 - May 17, 2023
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
Dublin, OH
Past
July 21, 2010 - February 6, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
ASHLAND, KY
Past
July 21, 2010 - February 6, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
ASHLAND, KY
Past
November 23, 2009 - June 30, 2010
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
ASHLAND, KY
Past
November 13, 2009 - June 30, 2010
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
ASHLAND, KY
Past
December 5, 2006 - November 13, 2009
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
ASHLAND, KY
Past
July 6, 2005 - November 14, 2006
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
HUNTINGTON, WV
Past
June 23, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
October 6, 2004 - May 10, 2005
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(3/21/2025)
RR
Kentucky(5/15/2024)
RR
Michigan(5/15/2024)
RR
North Carolina(5/15/2024)
RR
Ohio(4/26/2024)
IAR
Ohio(4/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
300 Fifth Avenue 26th Floor, Pittsburgh, PA 15222-2722
Mailing Address
1900 E. 9th Street 17th Floor, Cleveland, OH 44114
Phone number
(800) 762-6111
Established
Delaware since 09/17/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,585
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
