Eric A. Vermulm

ALLIED INVESTMENT ADVISORS LLC

CONRAD, MT 59425

Some features on this profile are disabled

CRD#: 4839172

Professional summary

Eric Allen Vermulm is a registered financial advisor currently at ALLIED INVESTMENT ADVISORS LLC located in Conrad, Montana.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Eric has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ERIC VERMULM FARM: NON INVESTMENT-RELATED, 2527 DRY FORK ROAD, CONRAD, MT 59425, FARMING, OWNER/LESSOR, STARTED 11/2002, APPROXIMATE NUMBER OF HOURS DEVOTED TO BUSINESS PER MONTH: 2, ZERO HOURS DEVOTED DURING SECURITIES TRADING HOURS, DUTIES INCLUDE LEASING OF FARMLAND. ERIC VERMULM COMMERCIAL RENTAL: SOLE PROP, 2527 DRY FORK ROAD, CONRAD, MT 59425, NON INVESTMENT-RELATED, COMMERCIAL REAL ESTATE RENTAL, OWNER, STARTED 03/30/2018, APPROXIMATE NUMBER OF HOURS PER MONTH: 2, ZERO HOURS DURING TRADING HOURS, DUTIES INCLUDE: MANAGEMENT OF A COMMERCIAL RENTAL PROPERTY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Allen Vermulm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2018 - Present

ALLIED INVESTMENT ADVISORS LLC

Office #1: 314 South Main Street, Conrad, MT 59425

RIA

CRD#: 159103

CONRAD, MT

Past

August 18, 2016 - March 1, 2018

INVESTMENT MANAGEMENT GROUP

RIA

CRD#: 122166

CONRAD, MT

Past

March 26, 2009 - June 30, 2016

STACK FINANCIAL MANAGEMENT INC

RIA

CRD#: 106785

WHITEFISH, MT

Past

August 18, 2004 - March 25, 2009

INVESTMENT MANAGEMENT GROUP

RIA

CRD#: 122166

BILLINGS, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIED INVESTMENT ADVISORS LLC

CRD#: 159103 / SEC#: 801-79202

RIA

Registered Investment Advisory firm - (2/13/2014 Approved)

Montana

Registered Investment Advisory firm - (2/27/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(3/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/2004

Uniform Investment Adviser Law Examination

Current Firm

ALLIED INVESTMENT ADVISORS LLC

CRD#: 159103 / SEC#: 801-79202

RIA

Registered Investment Advisory firm - (2/13/2014 Approved)

Montana

Registered Investment Advisory firm - (2/27/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3409 Transtech Way Suite A, Billings, MT 59102

Mailing Address

Phone number

(406) 839-2037

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/19/2025)

Regulatory assets under management

Total Number of Accounts	2,138
AUM (Assets Under Management)	$ 1,134,563,584

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ellen Brasee

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

Blake Flanders

MOMENTUM WEALTH PLANNING

IAR

ESTERO, FL

John Friedman

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric A. Vermulm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Allen Vermulm's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIED INVESTMENT ADVISORS LLC

INVESTMENT MANAGEMENT GROUP

STACK FINANCIAL MANAGEMENT INC

INVESTMENT MANAGEMENT GROUP

Primary Firm SEC Registration

ALLIED INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/2004

Current Firm

ALLIED INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLIED INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors