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Joyce Anne Provost

AIF®
AVISO WEALTH MANAGEMENT
Seattle, WA
·CRD# 4839049·21 years experience

Professional Summary

Joyce Anne Provost, AIF®, who also goes by Joy Anne Aarness, Joyce Anne Aarness, Joy Anne Hughes, Joyce Anne Hughes, is a registered financial advisor currently at AVISO WEALTH MANAGEMENT located in Seattle, Washington and OSAIC WEALTH, INC. located in Bellevue, Washington. Joyce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joyce has worked at 9 firms and has passed the Series 66,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joy Anne Aarness, Joyce Anne Aarness, Joy Anne Hughes, Joyce Anne Hughes

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

21 years in the financial services industry

Current & Past Employments

AVISO WEALTH MANAGEMENT·CRD# 108146
RIA
600 University St Suite 2300, Seattle, WA 98101
January 3, 2017 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
BD
1. 11900 Ne 1st St Suite 300, Bellevue, WA 980052. 2700 Gambell Street Suite 403, Anchorage, AK 99503
September 29, 2023 - Present
CETERA ADVISORS LLC·CRD# 10299
BD
Bellevue, WA
September 8, 2022 - October 13, 2023
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
Seattle, WA
November 12, 2020 - October 13, 2023
AVISO WEALTH MANAGEMENT·CRD# 108146
RIA
Seattle, WA
January 8, 2013 - December 31, 2016
FIRST ALLIED ADVISORY SERVICES, INC.·CRD# 137888
RIA
Seattle, WA
July 2, 2012 - November 12, 2020
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
Seattle, WA
August 18, 2011 - September 8, 2022
FIRST ALLIED SECURITIES, INC.·CRD# 32444
RIA
Seattle, WA
August 12, 2011 - July 2, 2012
BROKERSXPRESS LLC·CRD# 127081
BD
Silverdale, WA
October 15, 2008 - November 2, 2009
PACIFIC NORTHWEST ASSET MANAGEMENT, INC.·CRD# 115934
RIA
Silverdale, WA
November 28, 2005 - October 4, 2011
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
RIA
Silverdale, WA
November 3, 2005 - October 17, 2008
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Silverdale, WA
September 28, 2005 - October 17, 2008

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Current Firm

AW
AVISO WEALTH MANAGEMENT

AVISO WEALTH MANAGEMENT | POTOMAC INVESTMENTS, INC. | MARCIA JOSLYN SILL, INC. | M.J. INVESTMENT ADVISORS | M.J. INVESTMENT ADVISERS | M. J. INVESTMENT ADVISERS

CRD#: 108146 / SEC#: 801-56358
RIA
Registered Investment Advisory firm - SEC (3/22/1999 Approved)

Contact Information

Main Address

11900 Ne 1st St Suite 300, Bellevue, WA 98005

Phone Number

(877) 633-1210

# of Employees

9

SEC notice filing (26 States and Territories)

Registered to provide investment advisory services in 26 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AVISO WEALTH MANAGEMENT (3/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,195

AUM (Assets Under Management)

$621,295,558

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. AVISO FINANCIAL, LLC POSITION: financial advisor NATURE: DBA for broker dealer related business. It is an LLC holding company INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/19/2013 ADDRESS: 252 W Swamp Road, Unit 28, Doylestown PA 18901, United States DESCRIPTION: financial advisor 2. JOYCE PROVOST NOTARY PUBLIC POSITION: Notary Public NATURE: none INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2006 ADDRESS: 11900 NE 1st Street, Suite 300, Bellevue WA 98005, United States DESCRIPTION: notarize documents as needed 3. INSURANCE POSITION: agent NATURE: insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/12/2021 ADDRESS: 11900 NE 1st Street, Suite 300, Bellevue WA 98005, United States DESCRIPTION: write and service insurance for clients 4. AVISO TAX SERVICES, LLC POSITION: rep NATURE: LLC - tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2021 ADDRESS: 227 Point Township Drive, Northumberland PA 17857, United States DESCRIPTION: I may refer clients to this company that brands under Aviso for tax preparation or tax questions. I receive no compensation and am not affiliated with them. 5. AVISO FINANCIAL CENTER POSITION: Financial Advisor NATURE: DBA for the Osaic brokerage business from the Northumberland branch office INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/19/2015 ADDRESS: 227 Point Township Drive, Northumberland PA 17857, United States DESCRIPTION: Financial Advisor 6. AVISO WEALTH MANAGEMENT POSITION: financial advisor NATURE: Corporation, independent registered investment adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/02/2015 ADDRESS: 11900 NE 1st Street, Suite 300, Bellevue WA 98005, United States DESCRIPTION: provide investment advice to clients, manage investment portfolios

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVISO WEALTH MANAGEMENT

AVISO WEALTH MANAGEMENT | POTOMAC INVESTMENTS, INC. | MARCIA JOSLYN SILL, INC. | M.J. INVESTMENT ADVISORS | M.J. INVESTMENT ADVISERS | M. J. INVESTMENT ADVISERS

CRD#: 108146 / SEC#: 801-56358
RIA
Registered Investment Advisory firm - SEC (3/22/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(9/29/2023)
RR
California
(9/29/2023)
RR
Florida
(9/29/2023)
RR
Georgia
(1/2/2025)
RR
Hawaii
(9/29/2023)
RR
Michigan
(1/2/2025)
RR
Mississippi
(1/2/2025)
RR
Montana
(9/29/2023)
RR
New Jersey
(1/17/2024)
RR
New Mexico
(9/29/2023)
RR
New York
(9/29/2023)
RR
North Carolina
(1/2/2025)
RR
Ohio
(9/29/2023)
RR
Oregon
(9/29/2023)
RR
Pennsylvania
(9/29/2023)
RR
Texas
(9/29/2023)
RR
Utah
(9/29/2023)
IAR
Washington
(1/3/2017)
RR
Washington
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2014About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Joyce Anne Provost's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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