JP
Joyce A. Provost
AVISO WEALTH MANAGEMENT
Seattle, WA 98101
Some features on this profile are disabled
CRD#: 4839049
JP
Professional summary
Joyce Anne Provost, AIF®, who also goes by Joy Anne Aarness, Joyce Anne Aarness, Joy Anne Hughes, Joyce Anne Hughes, is a registered financial advisor currently at AVISO WEALTH MANAGEMENT located in Seattle, Washington and OSAIC WEALTH, INC. located in Bellevue, Washington.
Joyce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joyce has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joy Anne Aarness | Joyce Anne Aarness | Joy Anne Hughes | Joyce Anne Hughes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AVISO FINANCIAL, LLC POSITION: financial advisor NATURE: DBA for broker dealer related business. It is an LLC holding company INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/19/2013 ADDRESS: 252 W Swamp Road, Unit 28, Doylestown PA 18901, United States DESCRIPTION: financial advisor 2. JOYCE PROVOST NOTARY PUBLIC POSITION: Notary Public NATURE: none INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2006 ADDRESS: 11900 NE 1st Street, Suite 300, Bellevue WA 98005, United States DESCRIPTION: notarize documents as needed 3. INSURANCE POSITION: agent NATURE: insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/12/2021 ADDRESS: 11900 NE 1st Street, Suite 300, Bellevue WA 98005, United States DESCRIPTION: write and service insurance for clients 4. AVISO TAX SERVICES, LLC POSITION: rep NATURE: LLC - tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2021 ADDRESS: 227 Point Township Drive, Northumberland PA 17857, United States DESCRIPTION: I may refer clients to this company that brands under Aviso for tax preparation or tax questions. I receive no compensation and am not affiliated with them. 5. AVISO FINANCIAL CENTER POSITION: Financial Advisor NATURE: DBA for the Osaic brokerage business from the Northumberland branch office INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/19/2015 ADDRESS: 227 Point Township Drive, Northumberland PA 17857, United States DESCRIPTION: Financial Advisor 6. AVISO WEALTH MANAGEMENT POSITION: financial advisor NATURE: Corporation, independent registered investment adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/02/2015 ADDRESS: 11900 NE 1st Street, Suite 300, Bellevue WA 98005, United States DESCRIPTION: provide investment advice to clients, manage investment portfolios
CRS (Client Relationship Summary) - RIA
Click below to view Joyce Anne Provost's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 3, 2017 - Present
AVISO WEALTH MANAGEMENT
Office #1: 600 University St Suite 2300, Seattle, WA 98101RIA
CRD#: 108146
Seattle, WA
Current
September 29, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 11900 Ne 1st St Suite 300, Bellevue, WA 98005RIA
BD
CRD#: 23131
Bellevue, WA
Past
September 8, 2022 - October 13, 2023
CETERA ADVISORS LLC
BD
CRD#: 10299
BELLEVUE, WA
Past
November 12, 2020 - October 13, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SEATTLE, WA
Past
January 8, 2013 - December 31, 2016
AVISO WEALTH MANAGEMENT
RIA
CRD#: 108146
SEATTLE, WA
Past
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
Seattle, WA
Past
August 18, 2011 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SEATTLE, WA
Past
August 12, 2011 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
SEATTLE, WA
Past
October 15, 2008 - November 2, 2009
BROKERSXPRESS LLC
BD
CRD#: 127081
SILVERDALE, WA
Past
November 28, 2005 - October 4, 2011
PACIFIC NORTHWEST ASSET MANAGEMENT, INC.
RIA
CRD#: 115934
SILVERDALE, WA
Past
November 3, 2005 - October 17, 2008
FIRST MONTAUK SECURITIES CORP.
RIA
CRD#: 13755
SILVERDALE, WA
Past
September 28, 2005 - October 17, 2008
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
SILVERDALE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVISO WEALTH MANAGEMENT
AVISO WEALTH MANAGEMENT | POTOMAC INVESTMENTS, INC. | MARCIA JOSLYN SILL, INC. | M.J. INVESTMENT ADVISORS | M.J. INVESTMENT ADVISERS | M. J. INVESTMENT ADVISERS
CRD#: 108146 / SEC#: 801-56358
RIA
Registered Investment Advisory firm - (3/22/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/29/2023)
RR
California(9/29/2023)
RR
Florida(9/29/2023)
RR
Georgia(1/2/2025)
RR
Hawaii(9/29/2023)
RR
Michigan(1/2/2025)
RR
Mississippi(1/2/2025)
RR
Montana(9/29/2023)
RR
New Jersey(1/17/2024)
RR
New Mexico(9/29/2023)
RR
New York(9/29/2023)
RR
North Carolina(1/2/2025)
RR
Ohio(9/29/2023)
RR
Oregon(9/29/2023)
RR
Pennsylvania(9/29/2023)
RR
Texas(9/29/2023)
RR
Utah(9/29/2023)
IAR
Washington(1/3/2017)
RR
Washington(10/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AVISO WEALTH MANAGEMENT
AVISO WEALTH MANAGEMENT | POTOMAC INVESTMENTS, INC. | MARCIA JOSLYN SILL, INC. | M.J. INVESTMENT ADVISORS | M.J. INVESTMENT ADVISERS | M. J. INVESTMENT ADVISERS
CRD#: 108146 / SEC#: 801-56358
RIA
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Contact information
Main Address
11900 Ne 1st St Suite 300, Bellevue, WA 98005
Mailing Address
Phone number
(877) 633-1210
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,904 |
| AUM (Assets Under Management) | $ 494,946,434 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
