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JD

John M. Donnelly

DALMORE GROUP LLC
Fort Lauderdale, FL 33394
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CRD#: 4838854
JD

Professional summary


John Mark Donnelly is a registered financial professional currently at DALMORE GROUP LLC located in Fort Lauderdale, Florida.

John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Mark Donnelly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 4, 2023 - Present

DALMORE GROUP LLC

Office #1: 500 E Broward Blvd, Suite 1600, Fort Lauderdale, FL 33394
BD
CRD#: 136352
Fort Lauderdale, FL
Past

April 4, 2017 - June 29, 2021

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
VENICE, FL
Past

January 4, 2017 - June 29, 2021

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
VENICE, FL
Past

October 12, 2015 - December 13, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
PLYMOUTH, MN
Past

January 29, 2014 - October 15, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
PLYMOUTH, MN
Past

March 21, 2007 - October 15, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PLYMOUTH, MN
Past

September 3, 2004 - April 2, 2007

FIRST FOUNDERS SECURITIES, INC.

BD
CRD#: 128624
TAMPA, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/9/2023)
RR
Alaska
(5/8/2023)
RR
Arizona
(5/11/2023)
RR
Arkansas
(5/11/2023)
RR
California
(5/4/2023)
RR
Colorado
(5/8/2023)
RR
Connecticut
(5/4/2023)
RR
Delaware
(5/19/2023)
RR
District of Columbia
(5/12/2023)
RR
Florida
(5/8/2023)
RR
Georgia
(5/8/2023)
RR
Hawaii
(5/11/2023)
RR
Idaho
(5/9/2023)
RR
Illinois
(5/9/2023)
RR
Indiana
(5/8/2023)
RR
Iowa
(5/4/2023)
RR
Kansas
(5/8/2023)
RR
Kentucky
(5/10/2023)
RR
Louisiana
(5/9/2023)
RR
Maine
(5/9/2023)
RR
Maryland
(5/4/2023)
RR
Massachusetts
(5/5/2023)
RR
Michigan
(5/9/2023)
RR
Minnesota
(5/10/2023)
RR
Mississippi
(5/9/2023)
RR
Missouri
(5/4/2023)
RR
Montana
(5/11/2023)
RR
Nebraska
(5/5/2023)
RR
Nevada
(5/8/2023)
RR
New Hampshire
(5/17/2023)
RR
New Jersey
(5/9/2023)
RR
New Mexico
(5/9/2023)
RR
New York
(5/9/2023)
RR
North Carolina
(5/8/2023)
RR
North Dakota
(5/8/2023)
RR
Ohio
(5/4/2023)
RR
Oklahoma
(5/10/2023)
RR
Oregon
(5/4/2023)
RR
Pennsylvania
(5/9/2023)
RR
Puerto Rico
(5/11/2023)
RR
Rhode Island
(5/10/2023)
RR
South Carolina
(5/11/2023)
RR
South Dakota
(5/10/2023)
RR
Tennessee
(5/10/2023)
RR
Texas
(5/4/2023)
RR
Utah
(5/8/2023)
RR
Vermont
(5/10/2023)
RR
Virginia
(5/9/2023)
RR
Washington
(5/9/2023)
RR
West Virginia
(5/8/2023)
RR
Wisconsin
(5/4/2023)
RR
Wyoming
(5/11/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/29/2016
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/26/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


DG
DALMORE GROUP LLC
DALMORE GROUP LLC

CRD#: 136352 / SEC#: , 8-67002

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
525 Green Place, Woodmere, NY 11598
Mailing Address
525 Green Place, Woodmere, NY 11598
Phone number
(917) 887-1948
Established
New York since 04/07/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SEIDEL, OSCAR FRANCISCOPRESIDENT/CEO2328358
NEELY, KIMBERLY BETHFINOP2045019
SADLER, JOQUINN THOMASCCO2817763

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DALMORE GROUP LLC

CRD#: 136352Fort Lauderdale, FL 33394

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