David M. Bueno Monge

ASCENT SYSTEMATIC ADVISORS LLC

NEW YORK, NY 10036

Some features on this profile are disabled

CRD#: 4838848

Professional summary

David Marcos Bueno Monge, who also goes by Marcos Bueno, is a registered financial advisor currently at ASCENT SYSTEMATIC ADVISORS LLC located in New York, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 2 firms and has passed the Series 65, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marcos Bueno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Marcos Bueno Monge's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2021 - Present

ASCENT SYSTEMATIC ADVISORS LLC

Office #1: 535 Fifth Avenue Floor 4, New York, NY 10036

RIA

CRD#: 307199

NEW YORK, NY

Past

October 14, 2004 - August 8, 2006

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 10/6/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/13/2004

General Securities Representative Examination

Current Firm

ASCENT SYSTEMATIC ADVISORS LLC

CRD#: 307199 / SEC#:

New York

Registered Investment Advisory firm - (2/10/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

535 Fifth Avenue Floor 4, New York, NY 10036

Mailing Address

535 Fifth Ave Fl 4, New York, NY 10017

Phone number

(917) 826-2703

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 3,086,801

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David M. Bueno Monge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Marcos Bueno Monge's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASCENT SYSTEMATIC ADVISORS LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2019

Series 3

Date: 10/6/2015

Series 7

Date: 10/13/2004

Current Firm

ASCENT SYSTEMATIC ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASCENT SYSTEMATIC ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors