Michael J. Delaney

NORTHBROOK FINANCIAL

BALTIMORE, MD 21209

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CRD#: 4838470

Professional summary

Michael John Delaney II, CFP®, ChFC® is a registered financial advisor currently at NORTHBROOK FINANCIAL located in Baltimore, Maryland.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Socially Responsible Investing

Investment Planning

Employee and Employer Plan Ben...

Insurance Planning

Comprehensive Financial Planni...

Tax Planning

Do you have an area of expertise or specialization?

Fixed Fee (Subscription, Retai...

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Socially Responsible Investmen...

Tax Planning

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael J. Delaney is a member of Northbrook Tax, LLC, a tax planning and preparation firm. His title is tax preparer. Mr. Delaney spends approximately 5 hours per week (5 hours per week during trading hours) on this activity. Advisory Clients of Northbrook Financial Planning, LLC may, but are not required to, engage Northbrook Financial, LLC, a separate entity, to provide tax services. Clients who do so will remit fees to Northbrook Financial Planning, LLC and Northbrook Financial Planning, LLC will remit fees for tax services to Northbrook Financial, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Delaney II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

ChFC^®

Chartered Financial Consultant

Experience

Current

May 15, 2020 - Present

NORTHBROOK FINANCIAL

Office #1: 1340 Smith Ave Ste 200, Baltimore, MD 21209

RIA

CRD#: 309060

BALTIMORE, MD

Past

June 20, 2018 - May 21, 2020

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

Towson, MD

Past

June 20, 2018 - May 21, 2020

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Towson, MD

Past

January 5, 2012 - June 14, 2018

BROWN ADVISORY SECURITIES, LLC

RIA

CRD#: 120736

BALTIMORE, MD

Past

July 14, 2011 - June 14, 2018

BROWN ADVISORY SECURITIES, LLC

CRD#: 120736

BALTIMORE, MD

Past

July 16, 2007 - August 20, 2007

FERRETTI GROUP, INC.

CRD#: 47768

NEW YORK, NY

Past

July 5, 2005 - August 5, 2005

FERRETTI GROUP, INC.

CRD#: 47768

NEW YORK, NY

Past

August 2, 2004 - August 16, 2004

FERRETTI GROUP, INC.

CRD#: 47768

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/11/2025)

IAR

Maryland
(5/15/2020)

IAR

Massachusetts
(8/28/2023)

IAR

New Jersey
(7/25/2025)

IAR

New York
(8/8/2022)

IAR

Virginia
(6/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2011

General Securities Representative Examination

Current Firm

NORTHBROOK FINANCIAL

NORTHBROOK FINANCIAL | NORTHBROOK FINANCIAL PLANNING LLC

CRD#: 309060 / SEC#:

Florida

Registered Investment Advisory firm - (6/11/2025 Approved)

Maryland

Registered Investment Advisory firm - (5/11/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (8/28/2023 Approved)

New Jersey

Registered Investment Advisory firm - (7/24/2025 Approved)

New York

Registered Investment Advisory firm - (8/5/2022 Approved)

Virginia

Registered Investment Advisory firm - (6/24/2025 Approved)

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Contact information

Main Address

1340 Smith Ave Ste 200, Baltimore, MD 21209

Mailing Address

Phone number

(410) 941-9709

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	491
AUM (Assets Under Management)	$ 69,122,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Michael J. Delaney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Delaney II's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

BROWN ADVISORY SECURITIES, LLC

BROWN ADVISORY SECURITIES, LLC

FERRETTI GROUP, INC.

FERRETTI GROUP, INC.

FERRETTI GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2011

SIE

Date: 10/1/2018

Series 7

Date: 7/13/2011

Current Firm

NORTHBROOK FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTHBROOK FINANCIAL

TRUST BUT VERIFY

Contact information

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