Lisa A. Gervais
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Ann Gervais, CFP®, who also goes by Lisa A Gervais, Lisa A. Gervais, Lisa Gervais, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 2004. Lisa had worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2010
Experience
July 29, 2015 - February 4, 2016
ONE SOURCE HEALTH & WEALTH MANAGEMENT
May 17, 2011 - May 30, 2014
MORGAN STANLEY
May 17, 2011 - May 30, 2014
MORGAN STANLEY
June 16, 2006 - September 1, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 16, 2006 - September 1, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 2006 - May 26, 2006
MML INVESTORS SERVICES, LLC
September 1, 2005 - April 5, 2006
WAMU INVESTMENTS, INC.
September 1, 2005 - April 5, 2006
WAMU INVESTMENTS, INC.
October 29, 2004 - May 20, 2005
MORGAN STANLEY DW INC.
October 4, 2004 - May 20, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONE SOURCE HEALTH & WEALTH MANAGEMENT
CRD#: 194511 / SEC#: 801-96257
Contact information
Regulatory assets under management
| Total Number of Accounts | 264 |
| AUM (Assets Under Management) | $ 69,245,000 |
Red Flags
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