Ernest De La Rosa Jr
Professional Summary
Ernest De La Rosa JR, who also goes by Ernest De La Rosa Jr., Ernie De La Rosa Jr., Ernest De La Rosa, is a registered financial advisor currently at GREYBRIDGE PRIVATE WEALTH located in San Antonio, Texas. Ernest is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ernest has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ernest De La Rosa Jr., Ernie De La Rosa Jr., Ernest De La Rosa
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ARIES WEALTH PARTNERS | VISIONARY WEALTH PARTNERS LLC | GREYBRIDGE PRIVATE WEALTH | ARIES WEALTH PARTNERS, LLC
Contact Information
Main Address
7550 W Interstate 10 Suite 800-1459, San Antonio, TX 78229Phone Number
(210) 863-6509# of Employees
1Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/18/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2015About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Ernest De La Rosa JR's CRS (Customer Relationship Summary).
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