Ernest De La Rosa

GREYBRIDGE PRIVATE WEALTH

San Antonio, TX 78229

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CRD#: 4838224

Professional summary

Ernest De La Rosa JR, who also goes by Ernest De La Rosa Jr., Ernie De La Rosa Jr., Ernest De La Rosa, is a registered financial advisor currently at GREYBRIDGE PRIVATE WEALTH located in San Antonio, Texas.

Ernest is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ernest has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ernest De La Rosa Jr. | Ernie De La Rosa Jr. | Ernest De La Rosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME: VISIONARY FINANCIAL INV REL: Y ADD: RESIDENTIAL NATURE: LIFE, DISABILITY, EMPLOYEE BENEFITS, PROPERTY AND CASUALTY, FIXED ANNUITIES, HEALTH POSITION: INDEPENDENT INSURANCE AGENT START DATE: 05/01/2015 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 3. DESCRIBE DUTIES: SELLING INSURANCE - VARIOUS CARRIERS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernest De La Rosa JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2024 - Present

GREYBRIDGE PRIVATE WEALTH

Office #1: 7550 W Interstate 10 Suite 800-1459, San Antonio, TX 78229

RIA

CRD#: 705

SAN ANTONIO, TX

Past

June 1, 2015 - July 24, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SAN ANTONIO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/1/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GREYBRIDGE PRIVATE WEALTH

ARIES WEALTH PARTNERS | VISIONARY WEALTH PARTNERS LLC | GREYBRIDGE PRIVATE WEALTH | ARIES WEALTH PARTNERS, LLC

CRD#: 327490 / SEC#:

Texas

Registered Investment Advisory firm - (1/18/2024 Approved)

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Contact information

Main Address

7550 W Interstate 10 Suite 800-1459, San Antonio, TX 78229

Mailing Address

Phone number

(210) 863-6509

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ernest De La Rosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernest De La Rosa JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2016

Series 6

Date: 6/1/2015

Current Firm

GREYBRIDGE PRIVATE WEALTH

Contact information

Documents

Red Flags

Company Information

GREYBRIDGE PRIVATE WEALTH

TRUST BUT VERIFY

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