Robert A. Paoni
SIKICH FINANCIAL
Springfield, IL 62704
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CRD#: 4837966
Professional summary
Robert Andrew Paoni, CFP® is a registered financial advisor currently at SIKICH FINANCIAL located in Springfield, Illinois and OSAIC WEALTH, INC. located in Naperville, Illinois.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Robert has worked at 6 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)SIKICH FINANCIAL LLC; INVESTMENT RELATED; 3201 WEST WHITE OAKS DRIVE, SUITE 102 SPRINGFIELD, IL 62704; RIA; FINANCIAL ADVISOR; JAN 2007; 40 HRS/MONTH; 40 HRS/DAY; COMPENSATION; FINANCIAL PLANNING. 2)VARIOUS INSURANCE; INVESTMENT RELATED; 3201 WEST WHITE OAKS DRIVE, SUITE 102 SPRINGFIELD, IL 62704; INSURANCE; FINANCIAL ADVISOR; JAN 2007; 5 HRS/MONTH; 5 HRS/DAY; COMPENSATION; VARIABLE ANNUITIES, LTC, LIFE INSURANCE. 3)Salvation Army-Advisory Board;1600 East Clearlake;non-profit;advisory board member;7/2016;2 hrs/month;1 hr during trading;help to advise leadership in Springfield 4)Sangamon Valley Estate Planning Council;club;serve on financial advisor/insurance committee;1/2018;1 hr/month;0 hrs during trading;help with club activities,look for outside speakers for one club meeting per year 5)Calvary Church;not investment related;1730 W Jefferson,Springfield,IL 62702;non-profit;stewardship committee;7/1/2017;1 hr/month;0 hrs during trading;review church finances 6) Captain S. Hammer LLC;investment related;2336 Grinnell Dr,Springfield,IL 62704;real estate investment;owner;10/2020;2 hrs/month;0 hrs during trading;own duplex 7) Sikich LLC; Investment related: yes; 3051 Hollis Dr, Suite 301, Springfield, IL 62704; Nature or Structure of Business: Corporation; Position: Principal; Start date: 05/01/2024; hours per month: 2; securities trading hours 0; Duties: Principal of Sikich LLC. Sikich LLC is the parent company of Sikich Financial. Sikich LLC moved from Sikich LLP. Sikich LLP has been previously listed on my U4. As a Principal, I oversee the RIA owned by Sikich LLC. 8) Sikich Insurance Group LLC, Vice President/Treasurer. No compensation, zero hours per month. Just a placeholder officer for this LLC until it is wound down. Sikich Insurance Group LLC is wholly owned by Sikich LLP. 9)Sikich Insurance Group LLC; Investment related: yes; 1415 W. Diehl Rd., Ste 400, Naperville, IL 60563; Nature or Structure of Business: LLC which is an insurance agency to sell non-variable products; Position: Vice President and Treasurer; Start date: 12/15/2023; hours per month: 0; securities trading hours 0; Duties: Just acting as a placeholder officer until this entity is wound down in the next few years 13)SIKICH FINANCIAL POSITION: CEO NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/08/2007 ADDRESS: 3051 Hollis Drive, 3rd Floor, Springfield IL 62704,DESCRIPTION: Financial Advisor
CRS (Client Relationship Summary) - RIA
Click below to view Robert Andrew Paoni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
January 8, 2010 - Present
SIKICH FINANCIAL
Office #1: 3051 Hollis Drive 3rd Floor, Springfield, IL 62704RIA
CRD#: 142640
Springfield, IL
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1415 W. Diehl Road Suite 400, Naperville, IL 60563Office #2: Five River Crossing 8555 River Rd #300, Indianapolis, IN 46240Office #3: 132 South Water Street Suite # 300, Decatur, IL 62523Office #4: 3051 Hollis Drive 3rd Floor, Springfield, IL 62704Office #5: 17335 Golf Parkway Suite 500, Brookfield, WI 53045Office #6: 12655 Olive Boulevard Suite 200, St. Louis, MO 63141RIA
BD
CRD#: 23131
NAPERVILLE, IL
Past
October 12, 2009 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
SPRINGFIELD, IL
Past
July 19, 2007 - May 4, 2009
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
SPRINGFIELD, IL
Past
January 25, 2007 - September 15, 2009
SIKICH COZAD ASSET MANAGEMENT LLC
RIA
CRD#: 107801
SPRINGFIELD, IL
Past
January 23, 2007 - May 4, 2009
FSC SECURITIES CORPORATION
BD
CRD#: 7461
SPRINGFIELD, IL
Past
September 27, 2004 - January 9, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
SPRINGFIELD, IL
Past
September 6, 2004 - January 9, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
SPRINGFIELD, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SIKICH FINANCIAL
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
CRD#: 142640 / SEC#: 801-110142
RIA
Registered Investment Advisory firm - (3/24/2017 Approved)Florida
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2017 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2017 Terminated)Missouri
Registered Investment Advisory firm - (3/27/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Terminated)Texas
Registered Investment Advisory firm - (3/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/27/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/24/2025)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
Florida(8/23/2024)
IAR
Illinois(1/8/2010)
RR
Illinois(8/23/2024)
IAR
Indiana(8/1/2023)
RR
Indiana(8/23/2024)
RR
Kansas(8/23/2024)
RR
Kentucky(8/23/2024)
RR
Massachusetts(8/23/2024)
RR
Michigan(8/23/2024)
RR
Minnesota(8/23/2024)
IAR
Missouri(6/15/2011)
RR
Missouri(8/23/2024)
RR
Nevada(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Ohio(8/23/2024)
RR
Pennsylvania(8/23/2024)
RR
Texas(8/23/2024)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SIKICH FINANCIAL
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
CRD#: 142640 / SEC#: 801-110142
RIA
Registered Investment Advisory firm - (3/24/2017 Approved)Florida
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2017 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2017 Terminated)Missouri
Registered Investment Advisory firm - (3/27/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Terminated)Texas
Registered Investment Advisory firm - (3/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/27/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3051 Hollis Drive 3rd Floor, Springfield, IL 62704
Mailing Address
Phone number
(217) 862-1843
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 919,996,863 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
