George C. Ambrose

MARIPAU WEALTH MANAGEMENT LLC

Danvers, MA 01923

Some features on this profile are disabled

CRD#: 4837949

Professional summary

George Clifford Ambrose III, who also goes by Cliff Ambrose, Cliffy Ambrose, George Clifford Ambrose III, George Ambrose, George Cliff Ambrose III, is a registered financial advisor currently at MARIPAU WEALTH MANAGEMENT LLC located in Danvers, Massachusetts.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. George has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cliff Ambrose | Cliffy Ambrose | George Clifford Ambrose Iii | George Ambrose | George Cliff Ambrose Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Apex Wealth LLC. Owner. 5 Cherry Hill Drive, Suite 230, Danvers, MA 01923, Start date: 1/2018; approximately 80 hours per month spent, all during trading hours. Insurance sales; Implemented through the individual; Receipt of commissions for products that include Life Insurance and Annuities. 2.) GLP Financial; Non-investment related; 33305 Grand River Ave, Farmington, MI, 48366; Financial Services Organization; Start date: 1/2023; Consulting work to improve firm marketing and recruiting efforts. 10 hours per month spent, most during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Clifford Ambrose III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2023 - Present

MARIPAU WEALTH MANAGEMENT LLC

Office #1: 5 Cherry Hill Drive Suite 230, Danvers, MA 01923

RIA

CRD#: 311934

Danvers, MA

Past

August 3, 2007 - May 16, 2008

NEW ENGLAND SECURITIES

CRD#: 615

WALTHAM, MA

Past

April 3, 2006 - October 17, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BOSTON, MA

Past

August 27, 2004 - December 16, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 27, 2004 - December 16, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARIPAU WEALTH MANAGEMENT LLC

CRD#: 311934 / SEC#: 801-120262

RIA

Registered Investment Advisory firm - (2/3/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/22/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/26/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MARIPAU WEALTH MANAGEMENT LLC

CRD#: 311934 / SEC#: 801-120262

RIA

Registered Investment Advisory firm - (2/3/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4509 Maplecrest Road, Fort Wayne, IN 46835

Mailing Address

Phone number

(260) 493-3930

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - 2025 (3/6/2025)

Regulatory assets under management

Total Number of Accounts	2,398
AUM (Assets Under Management)	$ 296,116,147

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

George C. Ambrose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Clifford Ambrose III's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW ENGLAND SECURITIES

AMERIPRISE FINANCIAL SERVICES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MARIPAU WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/2023

Series 63

Date: 10/22/2004

Series 6

Date: 8/26/2004

Current Firm

MARIPAU WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARIPAU WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors