Erich J. Schwerd

CIGX

Atlanta, GA 30339

Some features on this profile are disabled

CRD#: 4837896

Professional summary

Erich Jason Schwerd is a registered financial advisor currently at CIGX, LLC located in Atlanta, Georgia.

Erich is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Erich has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erich Jason Schwerd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2009 - Present

CIGX, LLC

Office #1: 3350 Riverwood Pkwy. Ste.1900, Atlanta, GA 30339

RIA

CRD#: 149934

Atlanta, GA

Past

March 22, 2006 - November 11, 2009

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

ATLANTA, GA

Past

March 7, 2006 - November 11, 2009

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

ATLANTA, GA

Past

February 5, 2005 - March 13, 2006

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA

CRD#: 126514

KENNESAW, GA

Past

October 21, 2004 - March 13, 2006

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/4/2024)

IAR

Georgia
(8/24/2009)

IAR

Texas
(8/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/24/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/20/2004

General Securities Representative Examination

Current Firm

CIGX, LLC

AK INSURANCE | LAW OFFICE OF ERICH SCHWERD, LLC | CIGX, LLC

CRD#: 149934 / SEC#:

Florida

Registered Investment Advisory firm - (6/4/2024 Approved)

Georgia

Registered Investment Advisory firm - (8/24/2009 Approved)

Texas

Registered Investment Advisory firm - (8/11/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3350 Riverwood Pkwy. Ste.1900, Atlanta, GA 30339

Mailing Address

Phone number

(770) 374-3146

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	350
AUM (Assets Under Management)	$ 36,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erich J. Schwerd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erich Jason Schwerd's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIGX, LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2004

Series 63

Date: 9/24/2004

Series 7

Date: 10/20/2004

Current Firm

CIGX, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CIGX, LLC

TRUST BUT VERIFY

Similar Advisors