John S. Lanza
Professional summary
John Santo Lanza, who also goes by John S Lanza, John Lanza, John Santo Lanza, is a registered financial professional currently at CASCADIA CAPITAL, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Santo Lanza's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2024 - Present
CASCADIA CAPITAL, LLC
Office #1: 477 Madison Avenue 18th Floor, New York, NY 10022April 2, 2021 - June 3, 2024
DC ADVISORY
May 5, 2015 - March 25, 2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 20, 2007 - May 4, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 2, 2005 - June 13, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2004 - April 15, 2005
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CASCADIA CAPITAL, LLC
CRD#: 101020 / SEC#: , 8-52064
Contact information
FINRA licenses (14 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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