Gregory P. Armstrong

ARMSTRONG DIXON

Baltimore, MD 21209

Some features on this profile are disabled

CRD#: 4837579

Professional summary

Gregory Paul Armstrong, CFP®, who also goes by Gregory Armstrong, is a registered financial advisor currently at ARMSTRONG DIXON located in Baltimore, Maryland and LPL FINANCIAL LLC located in Baltimore, Maryland.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Gregory has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory Armstrong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Paul Armstrong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

August 19, 2013 - Present

ARMSTRONG DIXON

Office #1: 1500 Sulgrave Ave, Baltimore, MD 21209

RIA

CRD#: 168345

Baltimore, MD

Current

August 19, 2013 - Present

LPL FINANCIAL LLC

Office #1: 1500 Sulgrave Ave, Baltimore, MD 21209-3616

RIA

CRD#: 6413

Baltimore, MD

Past

November 2, 2010 - August 26, 2013

PLANNING SOLUTIONS GROUP, LLC

RIA

CRD#: 154118

FULTON, MD

Past

November 1, 2010 - August 23, 2013

TRIAD ADVISORS LLC

CRD#: 25803

MAPLE LAWN, MD

Past

June 23, 2006 - November 3, 2010

OSAIC FA, INC.

RIA

CRD#: 3978

MAPLE LAWN, MD

Past

April 7, 2006 - November 3, 2010

OSAIC FA, INC.

CRD#: 3978

MAPLE LAWN, MD

Past

August 31, 2004 - April 4, 2006

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARMSTRONG DIXON

ADAG, LLC | HOWARD DESIGNS, LLC | CELESTIAL WEALTH MANAGEMENT | ARMSTRONG DIXON | ADE, LLC

CRD#: 168345 / SEC#: 801-106631

RIA

Registered Investment Advisory firm - (9/8/2015 Approved)

Florida

Registered Investment Advisory firm - (9/9/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (10/14/2014 Terminated)

Maryland

Registered Investment Advisory firm - (9/9/2015 Terminated)

Virginia

Registered Investment Advisory firm - (9/11/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(8/19/2013)

District of Columbia
(7/25/2014)

Florida
(8/19/2013)

Georgia
(1/27/2023)

Maryland
(8/19/2013)

IAR

Maryland
(8/19/2013)

New York
(8/12/2019)

North Carolina
(10/2/2019)

Pennsylvania
(8/19/2013)

South Carolina
(7/15/2024)

Virginia
(8/19/2013)

West Virginia
(8/19/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/8/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/30/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ARMSTRONG DIXON

ADAG, LLC | HOWARD DESIGNS, LLC | CELESTIAL WEALTH MANAGEMENT | ARMSTRONG DIXON | ADE, LLC

CRD#: 168345 / SEC#: 801-106631

RIA

Registered Investment Advisory firm - (9/8/2015 Approved)

Florida

Registered Investment Advisory firm - (9/9/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (10/14/2014 Terminated)

Maryland

Registered Investment Advisory firm - (9/9/2015 Terminated)

Virginia

Registered Investment Advisory firm - (9/11/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1500 Sulgrave Ave, Baltimore, MD 21209

Mailing Address

Phone number

(443) 563-1111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND WRAP PROGRAM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	932
AUM (Assets Under Management)	$ 350,513,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brian Mckinney

WILLIAMS ASSET MANAGEMENT

IAR

COLUMBIA, MD

Gary Williams

WILLIAMS ASSET MANAGEMENT

IAR

COLUMBIA, MD

Lawrence Leitch

LPL FINANCIAL LLC

IAR

TOWSON, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory P. Armstrong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Paul Armstrong's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

PLANNING SOLUTIONS GROUP, LLC

TRIAD ADVISORS LLC

OSAIC FA, INC.

OSAIC FA, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

ARMSTRONG DIXON

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/2006

Series 63

Date: 5/8/2006

SIE

Date: 10/1/2018

Series 7

Date: 4/26/2007

Series 6

Date: 8/30/2004

FINRA

Current Firm

ARMSTRONG DIXON

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARMSTRONG DIXON

TRUST BUT VERIFY

Similar Advisors