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MT

Michael R. Testa

TAILORED WEALTH SOLUTIONS
SARATOGA SPRINGS, NY 12866
Some features on this profile are disabled
CRD#: 4837398
MT

Professional summary

Michael Rosario Testa is a registered financial advisor currently at TAILORED WEALTH SOLUTIONS located in Saratoga Springs, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Rosario Testa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 16, 2026 - Present

TAILORED WEALTH SOLUTIONS

Office #1: 110 Henry St., Saratoga Springs, NY 12866
RIA
CRD#: 340266
SARATOGA SPRINGS, NY
Past

April 1, 2015 - March 20, 2026

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
SARATOGA SPRINGS, NY
Past

March 19, 2015 - March 20, 2026

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SARATOGA SPRINGS, NY
Past

October 23, 2009 - March 3, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LATHAM, NY
Past

October 23, 2009 - March 3, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LATHAM, NY
Past

August 11, 2006 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
LATHAM, NY
Past

August 11, 2006 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
LATHAM, NY
Past

March 13, 2006 - June 7, 2006

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
ALBANY, NY
Past

October 7, 2004 - June 7, 2006

MORGAN STANLEY DW INC.

BD
CRD#: 7556
ALBANY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(3/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/20/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 11/19/2004
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2004
General Securities Representative Examination

Current Firm

TW
TAILORED WEALTH SOLUTIONS
TAILORED WEALTH SOLUTIONS | TAILORED WEALTH SOLUTIONS, LLC

CRD#: 340266 / SEC#: 801-135304

RIA
Registered Investment Advisory firm - (2/6/2026 120-Day Approval)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
110 Henry St., Saratoga Springs, NY 12866
Mailing Address
Phone number
(518) 583-4800
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TWS ADV2A FIRM BROCHURE (1/9/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TAILORED WEALTH SOLUTIONS

CRD#: 340266Saratoga Springs, NY 12866

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