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James Thomas Chapman

James T. Chapman

ARAGON FAMILY OFFICE LLC
HOMEWOOD, AL 35209
Some features on this profile are disabled
CRD#: 4837315
James Thomas Chapman

Professional summary

James Thomas Chapman, CFP®, who also goes by James Chapman, Tom Chapman, is a registered financial advisor currently at ARAGON FAMILY OFFICE LLC located in Homewood, Alabama.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. James has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Chapman | Tom Chapman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Thomas Chapman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

Experience

Current

December 2, 2025 - Present

ARAGON FAMILY OFFICE LLC

Office #1: 3036 Independence Drive, Homewood, AL 35209
RIA
CRD#: 337597
HOMEWOOD, AL
Past

January 7, 2005 - December 11, 2025

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
VESTAVIA HILLS, AL
Past

September 28, 2004 - December 11, 2025

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
VESTAVIA HILLS, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(12/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/1/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/27/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/23/2007
General Securities Principal Examination

Current Firm

AF
ARAGON FAMILY OFFICE LLC
ARAGON FAMILY OFFICE LLC

CRD#: 337597 / SEC#: 801-133925

RIA
Registered Investment Advisory firm - (7/21/2025 120-Day Approval)
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Contact information

Main Address
3036 Independence Drive, Homewood, AL 35209
Mailing Address
Phone number
(719) 244-4814
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFO ADV 2A (6/24/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARAGON FAMILY OFFICE LLC

CRD#: 337597Homewood, AL 35209

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