John L. Lueken
Professional summary
John L Lueken is a registered financial advisor currently at ARLINGTON PARTNERS LLC located in Franklin, Tennessee.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John L Lueken's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2020 - Present
ARLINGTON PARTNERS LLC
Office #1: 515 Church Street Post Office Box 703, Franklin, TN 37065August 26, 2014 - April 15, 2020
CAPWEALTH ADVISORS, LLC
May 1, 2014 - June 5, 2018
CAPWEALTH INVESTMENT SERVICES, LLC
August 9, 2004 - May 1, 2014
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
ARLINGTON PARTNERS LLC
CRD#: 109335 / SEC#: 801-57250
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/20/2023)
(6/24/2020)
Exams
Series 55
Date: 2/8/2005
Limited Representative-Equity Trader ExamSeries 25
Date: 12/2/2004
NYSE Trading Assistant ExaminationCurrent Firm
ARLINGTON PARTNERS LLC
CRD#: 109335 / SEC#: 801-57250
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 1,653,815,454 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/17/2025 | ||
| 10/23/2024 | ||
| 07/17/2023 | ||
| 10/20/2022 |
Red Flags
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