Brett M. Davis

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CRD#: 4837149

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brett Miller Davis was a registered financial advisor .

Brett is a previously registered financial advisor and started their career in finance in 2005. Brett had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 10, 2005 - February 26, 2010

GLOBAL FINANCIAL ADVISOR I, LP

RIA

CRD#: 132406

PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

GLOBAL FINANCIAL ADVISOR I, LP

GLOBAL FINANCIAL ADVISOR I, LP | GLOBAL FINANCIAL ADVISORS, LLP | GLOBAL FINANCIAL ADVISORS I, LP

CRD#: 132406 / SEC#: 801-63434

RIA

Registered Investment Advisory firm - (2/26/2010 Terminated)

Texas

Registered Investment Advisory firm - (6/16/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

498 E. State Highway 121, Lewisville, TX 75057

Mailing Address

P.o. Box 260648, Plano, TX 75026-0648

Phone number

(972) 905-9412

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 34,909,335

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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