Angelo C. Prieto

GLOBAL FINANCIAL ADVISOR I, LP

Lewisville, TX 75057

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CRD#: 4837146

Professional summary

Angelo C Prieto, CFP® is a registered financial advisor currently at GLOBAL FINANCIAL ADVISOR I, LP located in Lewisville, Texas.

Angelo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Angelo has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM CURRENTLY THE PRESIDENT OF GLOBAL FINANCIAL SERVICES, INC.. GLOBAL FINANCIAL SERVICES, INC. I AM ALSO A TRUSTEE OF THE GLOBAL FINANCIAL SERVICES, INC. 401(K) WHICH HAS SIGNIFICANT SECURITIES ACCOUNTS MANAGED BY THE ADVISER FOR THE BENEFIT OF THE PARTICIPANTS IN THE PLAN, INCLUDING MYSELF. IN ADDITION TO MY FUNCTIONS AS AN INVESTMENT ADVISER REPRESENTATIVE WITH GLOBAL FINANCIAL ADVISORS I, LP, I WILL CONTINUE TO SUPERVISE GLOBAL FINANCIAL SERVICES, INC. REAL ESTATE INVESTMENTS AND THE REAL ESTATE INVESTMENTS OF THE 401(K) PLAN, AND ALL OF THEIR ACCOUNTING AND ADMINISTRATIVE FUNCTIONS. I EXPECT TO BE SPENDING APPROXIMATELY 15 HOURS PER WEEK MANAGING GLOBAL FINANCIAL SERVICES, INC. AND THE 401(K) BUSINESS; WHILE I INTEND TO DEDICATE APPROXIMATELY 10 HOURS A WEEK TO THE INVESTMENT ADVISORY FIRM. I AM ALSO A MANAGER AND THE CHIEF FINANCIAL OFFICER OF NATIONAL INDOOR RV CENTERS, A COMPANY IN WHICH GLOBAL FINANCIAL SERVICES, INC. HAS OVER 20% BUT LESS THAN 50% INDIRECT OWNERSHIP. MY RESPONSIBILITIES WITH NATIONAL INDOOR RV CENTER OCCUPY ALL OF THE REMAINING WORK TIME DURING THE WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angelo C Prieto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 14, 2005 - Present

GLOBAL FINANCIAL ADVISOR I, LP

Office #1: 498 E. State Highway 121, Lewisville, TX 75057

RIA

CRD#: 132406

Lewisville, TX

Past

January 14, 2005 - February 26, 2010

GLOBAL FINANCIAL ADVISOR I, LP

RIA

CRD#: 132406

PLANO, TX

Past

September 21, 2004 - December 31, 2004

GLOBAL FINANCIAL ADVISOR I, LP

RIA

CRD#: 132406

PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/14/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2004

Uniform Investment Adviser Law Examination

Current Firm

GLOBAL FINANCIAL ADVISOR I, LP

GLOBAL FINANCIAL ADVISOR I, LP | GLOBAL FINANCIAL ADVISORS, LLP | GLOBAL FINANCIAL ADVISORS I, LP

CRD#: 132406 / SEC#: 801-63434

RIA

Registered Investment Advisory firm - (2/26/2010 Terminated)

Texas

Registered Investment Advisory firm - (6/16/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

498 E. State Highway 121, Lewisville, TX 75057

Mailing Address

P.o. Box 260648, Plano, TX 75026-0648

Phone number

(972) 905-9412

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 34,909,335

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Angelo C. Prieto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angelo C Prieto's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FINANCIAL ADVISOR I, LP

GLOBAL FINANCIAL ADVISOR I, LP

GLOBAL FINANCIAL ADVISOR I, LP

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2004

Current Firm

GLOBAL FINANCIAL ADVISOR I, LP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBAL FINANCIAL ADVISOR I, LP

TRUST BUT VERIFY

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