Joanne B. Farace
Professional summary
Joanne Benvenuta Farace, who also goes by Joanne B Farace, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Lawrenceville, New Jersey.
Joanne is registered as a RR (Registered Representative) and started their career in finance in 2004. Joanne has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joanne Benvenuta Farace's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2004 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 134 Franklin Corner Road Suite 200, Lawrenceville, NJ 08648State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2016)
(1/5/2010)
(7/8/2014)
(8/9/2012)
(5/29/2012)
(8/1/2018)
(8/18/2015)
(2/20/2018)
(7/28/2004)
(11/1/2004)
(4/1/2013)
(3/27/2012)
(3/28/2014)
(3/14/2024)
(7/27/2016)
(6/14/2016)
(2/25/2025)
Exams
Series 11
Date: 9/13/2004
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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Company Information
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397Lawrenceville, NJ 08648TRUST BUT VERIFY
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