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Joseph Alfonso

Joseph Alfonso

AEGIS FINANCIAL ADVISORY
Lake Oswego, OR 97035
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CRD#: 4836972
Joseph Alfonso

Professional summary

Joseph Alfonso, CFP®, ChFC® is a registered financial advisor currently at AEGIS FINANCIAL ADVISORY located in Lake Oswego, Oregon.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Joseph has worked at 1 firm and has passed the Series 65 exam.

Biography

Financial planning is a constantly changing process, not a one time event.  My approach reflects this and is comprehensive and ongoing.  All of my work with you will be centered on your priorities, not mine, and our success will be measured by how well you achieve and maintain the life you deserve.   Click here to schedule a free phone call to discuss your needs.
top-8-questions

Question & Answer

What are your service offerings?
Retirement Income Management
Social Security Planning
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Tax Planning
Employee and Employer Plan Ben...
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Alfonso's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2009

ChFC®

Chartered Financial Consultant

Experience

Current

April 11, 2006 - Present

AEGIS FINANCIAL ADVISORY

Office #1: 5200 Meadows Rd Suite 150, Lake Oswego, OR 97035
RIA
CRD#: 137602
Lake Oswego, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/11/2006)
IAR
Oregon
(1/3/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/10/2004
Uniform Investment Adviser Law Examination

Current Firm

AEGIS FINANCIAL ADVISORY
AEGIS FINANCIAL ADVISORY
AEGIS FINANCIAL ADVISORY | ALFONSO, JOSEPH | AEGIS FINANCIAL ADVISORY, LLC

CRD#: 137602 / SEC#:

California
Registered Investment Advisory firm - (4/11/2006 Approved)
Oregon
Registered Investment Advisory firm - (1/3/2011 Approved)
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Contact information

Main Address
5200 Meadows Rd Suite 150, Lake Oswego, OR 97035
Mailing Address
Phone number
(503) 290-1089
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AEGIS FINANCIAL ADVISORY

AEGIS FINANCIAL ADVISORY

CRD#: 137602Lake Oswego, OR 97035

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