Mehdi Sunderji
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mehdi Sunderji was a registered financial professional .
Mehdi is a previously registered financial professional and started their career in finance in 2005. Mehdi had worked at 6 firms and has passed the Series 63, Series 62, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2022 - September 14, 2022
RISE FINANCIAL SERVICES, LLC
September 11, 2020 - February 12, 2024
TIGRESS FINANCIAL PARTNERS, LLC
September 16, 2019 - September 1, 2020
QUATTRO M SECURITIES INC.
October 22, 2015 - October 19, 2017
AUERBACH GRAYSON & COMPANY LLC
January 14, 2013 - November 7, 2014
MKM PARTNERS LLC
February 15, 2005 - November 30, 2012
ATLANTIC EQUITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationCurrent Firm
RISE FINANCIAL SERVICES, LLC
CRD#: 146103 / SEC#: , 8-67787
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
