Scott Bryant
Professional summary
Scott Bryant, who also goes by Scott J Bryant, Scott Joseph Bryant, Scott Bryant, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Palm Springs, California.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Scott has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Bryant's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Bryant's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2022 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 420 South Palm Canyon Drive, Palm Springs, CA 92262Office #2: 72625 Highway 111, Palm Desert, CA 92260Office #3: 81020 Highway 111, Indio, CA 92201Office #4: 66565 Pierson Boulevard, Desert Hot Springs, CA 92240September 23, 2022 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 420 South Palm Canyon Drive, Palm Springs, CA 92262Office #2: 72625 Highway 111, Palm Desert, CA 92260Office #3: 81020 Highway 111, Indio, CA 92201Office #4: 66565 Pierson Boulevard, Desert Hot Springs, CA 92240September 26, 2022 - October 27, 2022
PNC WEALTH MANAGEMENT LLC
April 6, 2021 - September 13, 2022
J.P. MORGAN SECURITIES LLC
March 31, 2021 - September 13, 2022
J.P. MORGAN SECURITIES LLC
June 7, 2019 - February 26, 2021
PRUCO SECURITIES, LLC.
June 5, 2019 - February 26, 2021
PRUCO SECURITIES, LLC.
December 4, 2013 - January 23, 2019
TD AMERITRADE, INC.
December 4, 2013 - January 23, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 4, 2013 - January 23, 2019
TD AMERITRADE, INC.
June 23, 2009 - November 21, 2013
VALIC FINANCIAL ADVISORS, INC.
June 22, 2009 - November 21, 2013
VALIC FINANCIAL ADVISORS, INC.
May 29, 2008 - February 3, 2009
WELLS FARGO CLEARING SERVICES, LLC
May 29, 2008 - February 3, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 22, 2007 - April 14, 2008
EDWARD JONES
January 22, 2007 - April 14, 2008
EDWARD JONES
December 14, 2006 - January 24, 2007
WADDELL & REED
December 14, 2006 - January 24, 2007
WADDELL & REED
August 22, 2006 - October 27, 2006
WAMU INVESTMENTS, INC.
August 22, 2006 - October 27, 2006
WAMU INVESTMENTS, INC.
July 13, 2005 - May 12, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 13, 2005 - May 12, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 2, 2004 - June 9, 2005
WELLS FARGO INVESTMENTS, LLC
October 15, 2004 - June 9, 2005
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2024)
(10/28/2022)
(10/28/2022)
(3/28/2025)
(3/13/2025)
(5/8/2023)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PNC WEALTH MANAGEMENT LLC
CRD#: 129052Palm Springs, CA 92262TRUST BUT VERIFY
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