Evan Gasman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Gasman was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 2004. Evan had worked at 4 firms and has passed the Series 63, SIE, Series 21, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2008 - December 20, 2016
GDK, INC.
June 24, 2005 - August 2, 2007
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
June 1, 2005 - August 2, 2007
REDI GLOBAL TECHNOLOGIES LLC
September 21, 2004 - June 16, 2005
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 21
Date: 8/15/2006
NYSE Front Line Specialist ClerkSeries 25
Date: 10/19/2005
NYSE Trading Assistant ExaminationCurrent Firm
GDK, INC.
CRD#: 31785 / SEC#: , 8-41401
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| A.R.T. INTERNATIONAL HOLDINGS (BVI) LTD. | SHAREHOLDER | |
| ANDERSON, WILLIAM JOHN | PRESIDENT AND DIRECTOR | |
| BURROW, ROBERT PHILIP | DIRECTOR | 6213228 |
| DANGELO, PETER PAUL | DIRECTOR AND VICE PRESIDENT | 1907846 |
| FULVIO, GENNARO JOHN | FINANCIAL OPERATIONS PRINCIPAL | 2435828 |
| KELLY, JOSEPH | VICE PRESIDENT AND TREASURER | 3134215 |
| LAUDANO, ERICA JUDE | COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 3022462 |
| PIERSON, BENJAMIN DOUGLAS | DIRECTOR | 6175389 |
| QUIN, MAXWELL LOWRY | VICE PRESIDENT, SECRETARY AND DIRECTOR | 2328137 |
| SOSNICK, AARON M | SENIOR VICE PRESIDENT | 2049980 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
