Jessica S. Mace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica Schoen Mace, who also goes by Jessica Mace, Jessica Anne Schoen, was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 2008. Jessica had worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2021 - December 24, 2025
IRC SECURITIES LLC
August 1, 2018 - February 11, 2019
ALPS DISTRIBUTORS, INC.
November 14, 2016 - November 16, 2017
INSTINET, LLC
January 13, 2014 - November 14, 2016
NOMURA SECURITIES INTERNATIONAL, INC.
September 22, 2008 - October 29, 2013
BARCLAYS CAPITAL INC.
September 16, 2008 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
