Andreas U. Lawson

FRESHFIELD CAPITAL

DALLAS, TX

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CRD#: 4836144

Professional summary

Andreas Uwe Lawson, CFP®, who also goes by Andreas U. Lawson, is a registered financial advisor currently at FRESHFIELD CAPITAL, LLC located in Dallas, Texas.

Andreas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Andreas has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andreas U. Lawson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andreas Uwe Lawson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

October 6, 2009 - Present

FRESHFIELD CAPITAL, LLC

RIA

CRD#: 150742

DALLAS, TX

Past

February 17, 2006 - February 17, 2009

NORTH AMERICAN WEALTH MANAGEMENT

RIA

CRD#: 132266

DALLAS, TX

Past

July 18, 2005 - December 31, 2005

NORTH AMERICAN WEALTH MANAGEMENT

RIA

CRD#: 132266

DALLAS, TX

Past

May 31, 2005 - March 13, 2006

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

DALLAS, TX

Past

February 16, 2005 - February 16, 2007

MUTUAL SERVICE CORPORATION

CRD#: 4806

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/6/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/26/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/15/2005

General Securities Representative Examination

Current Firm

FRESHFIELD CAPITAL, LLC

FRESHFIELD CAPITAL, LLC | FRESHFIELD INVESTMENTS

CRD#: 150742 / SEC#:

Colorado

Registered Investment Advisory firm - (6/8/2020 Terminated)

Texas

Registered Investment Advisory firm - (10/6/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1800 Preston Park Blvd Suite 105, Plano, TX 75093

Mailing Address

Phone number

(214) 552-6372

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	132
AUM (Assets Under Management)	$ 67,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andreas U. Lawson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andreas Uwe Lawson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRESHFIELD CAPITAL, LLC

NORTH AMERICAN WEALTH MANAGEMENT

NORTH AMERICAN WEALTH MANAGEMENT

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 4/26/2005

Series 7

Date: 2/15/2005

Current Firm

FRESHFIELD CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FRESHFIELD CAPITAL, LLC

TRUST BUT VERIFY

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