Cody L. Kaldenberg
Professional summary
Cody Leung Kaldenberg, who also goes by Cody Brett Leung, Cody Leung, is a registered financial professional currently at DUCERA SECURITIES LLC located in New York, New York.
Cody is registered as a RR (Registered Representative) and started their career in finance in 2004. Cody has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cody Leung Kaldenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2016 - Present
DUCERA SECURITIES LLC
Office #1: 11 Times Square, Floor 36, New York, NY 10036Office #2: 11 Times Square, Floor 36, New York, NY 10036February 9, 2009 - April 13, 2015
PERELLA WEINBERG PARTNERS LP
September 22, 2004 - December 31, 2008
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2019)
(10/5/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DUCERA SECURITIES LLC
CRD#: 269984 / SEC#: , 8-69643
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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