Bernadette M. Strout

PROSPERITY CAPITAL ADVISORS

Woodridge, NJ 07095

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CRD#: 4835859

Professional summary

Bernadette Marie Strout, CFP®, who also goes by Bernadette Strout, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Woodridge, New Jersey.

Bernadette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Bernadette has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bernadette Strout

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernadette Marie Strout's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 9, 2026 - Present

PROSPERITY CAPITAL ADVISORS

Office #1: 655 Amboy Ave. Suite C 306, Woodridge, NJ 07095

RIA

CRD#: 156480

Woodridge, NJ

Past

September 8, 2022 - January 16, 2026

CETERA ADVISORS LLC

CRD#: 10299

NEW YORK, NY

Past

November 12, 2020 - January 16, 2026

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

NEW YORK, NY

Past

January 20, 2016 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

New York, NY

Past

January 15, 2016 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

NEW YORK, NY

Past

January 17, 2012 - January 15, 2016

GITTERMAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 153062

EDISON, NJ

Past

January 17, 2012 - January 15, 2016

TRIAD ADVISORS LLC

CRD#: 25803

Edison, NJ

Past

September 26, 2008 - January 25, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MATAWAN, NJ

Past

September 26, 2008 - January 25, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MATAWAN, NJ

Past

September 29, 2004 - October 14, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

EDISON, NJ

Past

September 3, 2004 - October 14, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MANALAPAN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA

Registered Investment Advisory firm - (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/5/2026)

IAR

New Jersey
(1/9/2026)

IAR

New York
(1/9/2026)

IAR

Texas
(1/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2004

General Securities Representative Examination

Current Firm

PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA

Registered Investment Advisory firm - (3/22/2011 Approved)

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Contact information

Main Address

30400 Detroit Road Suite 201, Westlake, OH 44145

Mailing Address

Phone number

(888) 240-0064

Established

Firm type

Fiscal year end

# of Employees

202

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PCA PART 2A 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	14,823
AUM (Assets Under Management)	$ 3,684,966,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bernadette M. Strout

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernadette Marie Strout's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

GITTERMAN WEALTH MANAGEMENT, LLC

TRIAD ADVISORS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

PROSPERITY CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/2/2004

Current Firm

PROSPERITY CAPITAL ADVISORS

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY CAPITAL ADVISORS

TRUST BUT VERIFY

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