Candace Cuniberti

WSA AFFILIATES

Salisbury, CT

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CRD#: 4835062

Professional summary

Candace Cuniberti, CFP®, who also goes by Candace Cuniberti Mcdiarmid, Candace Cuniberti Ragnacci, is a registered financial advisor currently at WSA AFFILIATES, LLC located in Salisbury, Connecticut.

Candace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Candace has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Candace Cuniberti Mcdiarmid | Candace Cuniberti Ragnacci

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)FARM SOLE PROPRIETORSHIP; NONINV RELATED; START 09/1976; AVERAGE 0 HRS/MTH - SEASONAL ACTIVITY; LEASE FIELD 2)TRUSTEE, MARQUE & RAYMOND CAMBELL TRUST; START 1990; MANAGE SMALL TRUST WHICH BENEFITS 2 CHILDREN FOR LIFE WITH A CHARITY AS A RESIDUAL BENEFICIARY. 1 HR PER MONTH DURING TRADING HOURS 5 HRS/MTH OUTSIDE TRADING HOURS 3) FRANCES CUNIBERTI TRUST FAMILY TRUST. 5 PRIMARY BENEFICIARIES. PROPERTY MANAGEMENT AND TRUSTEE RESPONSIBILITIES. MOST WORK DONE ON WEEKENDS. BEGUN 3/2010. CO-TRUSTEE. 4)HIGH RIDGE HOUSE, BRONX NY; CHRISTIAN SCIENCE CARE FACILITY CHARITABLE 501(C)(3); SERVE As Treasurer - NO DIRECT INVESTMENT DECISIONS; BOARD MEMBER; START 08/2009. MEET ONE DAY A MONTH 5)TRADITIONAL INS SALES; INV RELATED; INS AGENT; STARTED 03/2009. 2 HRS/MTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Candace Cuniberti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

November 21, 2011 - Present

WSA AFFILIATES, LLC

RIA

CRD#: 144108

Salisbury, CT

Past

January 3, 2006 - November 8, 2011

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

SALISBURY, CT

Past

January 3, 2006 - November 8, 2011

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

SALISBURY, CT

Past

July 1, 2005 - December 31, 2005

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

SALISBURY, CT

Past

February 9, 2005 - December 31, 2005

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/18/2012)

IAR

New York
(11/16/2021)

IAR

Texas
(11/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/11/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/8/2005

General Securities Representative Examination

Current Firm

WSA AFFILIATES, LLC

WEALTH SERVICES ALLIANCE | WSA AFFILIATES, LLC

CRD#: 144108 / SEC#:

Connecticut

Registered Investment Advisory firm - (6/18/2012 Approved)

New York

Registered Investment Advisory firm - (7/20/2016 Approved)

Oklahoma

Registered Investment Advisory firm - (3/26/2025 Terminated)

Texas

Registered Investment Advisory firm - (2/25/2008 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10000 North Central Expressway Suite 1326, Dallas, TX 75231

Mailing Address

Phone number

(214) 234-7695

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Candace Cuniberti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Candace Cuniberti's CRS (Customer Relationship Summary).

Certified licenses

Experience

WSA AFFILIATES, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/11/2005

Series 7

Date: 2/8/2005

Current Firm

WSA AFFILIATES, LLC

Contact information

Documents

Red Flags

Company Information

WSA AFFILIATES, LLC

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