Chad N. Keller

STRINGER ASSET MANAGEMENT

MEMPHIS, TN 38137

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CRD#: 4835005

Professional summary

Chad Norris Keller, CFP® is a registered financial advisor currently at STRINGER ASSET MANAGEMENT, LLC located in Memphis, Tennessee and MATRIX 360 DISTRIBUTORS, LLC located in Memphis, Tennessee.

Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Chad has worked at 7 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stringer Asset Management - Investment Related. Address: 5050 Poplar Ave., Suite 1103, Memphis, TN 38157. Nature of Business: Registered Investment Adviser. Position: CCO - Operations, Compliance and Portfolio Management. Start Date: 2/2013. 60 hours per month devoted to this activity. 40 hours per month devoted to this activity during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Norris Keller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 25, 2013 - Present

STRINGER ASSET MANAGEMENT, LLC

Office #1: 5100 Poplar Avenue Suite 1502, Memphis, TN 38137

RIA

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRINGER ASSET MANAGEMENT, LLC

CRD#: 166133 / SEC#: 801-77536

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Tennessee
(2/25/2013)

Tennessee
(9/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/9/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STRINGER ASSET MANAGEMENT, LLC

CRD#: 166133 / SEC#: 801-77536

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

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Contact information

Main Address

5100 Poplar Avenue Suite 1502, Memphis, TN 38137

Mailing Address

Phone number

(901) 800-2956

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRINGER PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 42,215,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chad N. Keller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Norris Keller's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATRIX 360 DISTRIBUTORS, LLC

MATRIX CAPITAL GROUP, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

STRINGER ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/2017

Series 66

Date: 9/28/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/10/2004

FINRA

Current Firm

STRINGER ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRINGER ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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