Mark P. Alcorn

DIVERSIFIED WEALTH MANAGEMENT SOLUTIONS

Fresno, CA 93720

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CRD#: 4834967

Professional summary

Mark Phillip Alcorn JR, CFP®, who also goes by Mark Phillip Alcorn Jr., Mark Phillip Alcorn, Mark Alcorn, Mark P Alcorn Jr Jr., Mark P Alcorn Jr. Jr., Mark Phillip Alcorn Jr., is a registered financial advisor currently at DIVERSIFIED WEALTH MANAGEMENT SOLUTIONS, LLC located in Fresno, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mark has worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Mark P. Alcorn, Jr. Sole Proprietor Investment-related: Yes Address: Fresno, CA Nature: Insurance Position/title/relationship with the other business: Insurance Agent Start date: 09/2011 Approximate number of hours/month: 1 Hours during securities trading: less than 1 Duties: Insurance sales and service

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Phillip Alcorn JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

May 12, 2014 - Present

DIVERSIFIED WEALTH MANAGEMENT SOLUTIONS, LLC

Office #1: 7948 N. Maple Ave Suite 107, Fresno, CA 93720

RIA

CRD#: 170327

Fresno, CA

Past

July 21, 2016 - February 27, 2018

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

VISALIA, CA

Past

July 21, 2016 - February 27, 2018

M HOLDINGS SECURITIES, INC.

CRD#: 43285

VISALIA, CA

Past

May 5, 2014 - July 21, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Fresno, CA

Past

September 23, 2011 - May 8, 2014

WADDELL & REED

RIA

CRD#: 866

FRESNO, CA

Past

September 23, 2011 - May 8, 2014

WADDELL & REED

CRD#: 866

FRESNO, CA

Past

March 7, 2008 - October 3, 2011

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

FRESNO, CA

Past

March 7, 2008 - October 3, 2011

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

FRESNO, CA

Past

April 2, 2007 - March 11, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

FRESNO, CA

Past

April 2, 2007 - March 11, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

FRESNO, CA

Past

October 29, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

FRESNO, CA

Past

September 29, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

FRESNO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/12/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/30/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/28/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/2011

General Securities Principal Examination

Current Firm

DIVERSIFIED WEALTH MANAGEMENT SOLUTIONS, LLC

DIVERSIFIED WEALTH MANAGEMENT SOLUTIONS | DIVERSIFIED WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 170327 / SEC#:

California

Registered Investment Advisory firm - (5/12/2014 Approved)

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Contact information

Main Address

7948 N. Maple Ave Suite 107, Fresno, CA 93720

Mailing Address

Phone number

(559) 412-8492

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	257
AUM (Assets Under Management)	$ 74,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark P. Alcorn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Phillip Alcorn JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

WADDELL & REED

WADDELL & REED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2004

SIE

Date: 2/27/2018

Series 31

Date: 11/30/2004

Series 7

Date: 9/28/2004

Series 24

Date: 12/8/2011

Current Firm

DIVERSIFIED WEALTH MANAGEMENT SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIVERSIFIED WEALTH MANAGEMENT SOLUTIONS, LLC

TRUST BUT VERIFY

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