Clifford A. Downie
Professional summary
Clifford Anthony Downie, who also goes by Clifford Anthony Popper, is a registered financial advisor currently at DOWNIE FINANCIAL GROUP located in Mission Viejo, California.
Clifford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Clifford has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Clifford Anthony Downie's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2017 - Present
DOWNIE FINANCIAL GROUP
Office #1: 26050 Acero, Mission Viejo, CA 92691June 11, 2013 - December 6, 2017
FSC SECURITIES CORPORATION
June 4, 2013 - December 6, 2017
FSC SECURITIES CORPORATION
September 22, 2010 - June 18, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2010 - June 18, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2004 - September 27, 2010
WELLS FARGO INVESTMENTS, LLC
August 18, 2004 - September 27, 2010
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/10/2022)
(7/18/2017)
(10/5/2020)
Exams
Current Firm
DOWNIE FINANCIAL GROUP
CRD#: 289066 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 310 |
| AUM (Assets Under Management) | $ 31,394,403 |
Red Flags
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