John P. Omahoney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Omahoney, who also goes by John Omahoney, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2004. John had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2018 - August 18, 2023
ANICO FINANCIAL SERVICES, INC.
October 1, 2010 - December 31, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 29, 2010 - December 31, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 12, 2006 - August 17, 2010
MSI FINANCIAL SERVICES, INC.
August 13, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 13, 2004 - August 17, 2010
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANICO FINANCIAL SERVICES, INC.
CRD#: 158883 / SEC#: , 8-68938
Contact information
FINRA licenses (18 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
