Raymond D. Muccianti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Dominic Muccianti, who also goes by Raymond Dominic Muccianti Jr, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 2004. Raymond had worked at 4 firms and has passed the Series 66, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2008 - May 25, 2012
OPTIONSHOUSE1, LLC
May 20, 2005 - October 1, 2007
OPTIONSXPRESS, INC.
February 15, 2005 - March 4, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
December 15, 2004 - March 4, 2005
IDS LIFE INSURANCE COMPANY
December 15, 2004 - March 4, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPTIONSHOUSE1, LLC
CRD#: 135625 / SEC#: , 8-66936
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
