Christopher O. Arnold

VISION 4 FUND DISTRIBUTORS

Scottsdale, AZ 85260

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CRD#: 4834041

Professional summary

Christopher Otto Arnold, who also goes by Chris Arnold, Christopher Arnold, is a registered financial professional currently at VISION 4 FUND DISTRIBUTORS located in Scottsdale, Arizona.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 11 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Arnold | Christopher Arnold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)COA Consultants; Cohasset, MA; Not Investment-Related; Start April 2020; Owner; Firm involved in training, coaching, and consulting for sales professionals and job seekers; Duties include providing training and skills development support; Devote 6-10 hrs/wk. 2)Sheesha Finance; Cohasset, MA; Investment-Related; Start May 2021; Advisor; Develop DeFi, NFT, and other Crypto/Blockchain projects and technologies; Duties include providing advise; Devoted .25 hrs/wk.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Otto Arnold's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2025 - Present

VISION 4 FUND DISTRIBUTORS

Office #1: 9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260

CRD#: 298105

Scottsdale, AZ

Past

March 28, 2023 - December 4, 2023

EXOS SECURITIES LLC

CRD#: 298276

NEW YORK, NY

Past

September 28, 2016 - January 27, 2023

MORGAN CREEK CAPITAL MANAGEMENT, LLC

RIA

CRD#: 138401

CHAPEL HILL, NC

Past

December 23, 2015 - January 27, 2023

MORGAN CREEK CAPITAL DISTRIBUTORS, LLC

CRD#: 154377

CHAPEL HILL, NC

Past

April 8, 2013 - October 6, 2014

BEAUMONT FINANCIAL PARTNERS LLC

RIA

CRD#: 108345

NEEDHAM, MA

Past

August 30, 2011 - January 18, 2013

WINDHAM CAPITAL MANAGEMENT, LLC

RIA

CRD#: 110539

BOSTON, MA

Past

November 17, 2009 - June 30, 2011

TSC DISTRIBUTORS, LLC

CRD#: 37058

BOSTON, MA

Past

July 2, 2007 - September 25, 2009

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

BOSTON, MA

Past

July 2, 2007 - September 25, 2009

BNY MELLON SECURITIES CORPORATION

CRD#: 231

BOSTON, MA

Past

July 12, 2006 - July 2, 2007

MBSC, LLC

RIA

CRD#: 42430

BOSTON, MA

Past

July 11, 2006 - July 2, 2007

MBSC, LLC

CRD#: 42430

NEW YORK, NY

Past

September 7, 2004 - June 8, 2006

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

NEW YORK, NY

Past

August 25, 2004 - June 8, 2006

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(4/16/2025)

Exams

State Security Law Exam

Series 63

Date: 1/20/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/3/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/2015

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 9/8/2004

Futures Managed Funds Examination

SRO Registrations

FINRA

Current Firm

VISION 4 FUND DISTRIBUTORS

VISION 4 FUND DISTRIBUTORS | VISION 4 FUND DISTRIBUTORS LLC

CRD#: 298105 / SEC#: , 8-70175

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260

Mailing Address

9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260

Phone number

(480) 634-6980

Established

Delaware since 01/23/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GARD, DAVID WAYNE	MANAGING DIRECTOR	722647
JOHNSON, HENRY P	MANAGING DIRECTOR	5559118
KUJALOWICZ, PAUL EDWARD	PRESIDENT/MANAGING DIRECTOR	1020049
SULLIVAN, CORNELIUS JOSEPH	MANAGING DIRECTOR	2094448
VAINISI, JEROME ARTHUR	CHIEF EXECUTIVE OFFICER	2011056
FOSTER, TODD MICHAEL	PASSIVE MEMBER	3024634
GREER, JOHN WILLIAM	PASSIVE MEMBER	6148298
LEE, BRYAN MATTHEW	PASSIVE MEMBER	4779819
QUALTERS, DONALD P	PASSIVE MEMBER	3184519
DAVIS, TAYLOR RENEE	CHIEF COMPLIANCE OFFICER	5384424
PORTWOOD, WILLIAM BOYCE	CHIEF FINANCIAL OFFICER/FINOP/PFO/POO	4853700

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher O. Arnold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Otto Arnold's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXOS SECURITIES LLC

MORGAN CREEK CAPITAL MANAGEMENT, LLC

MORGAN CREEK CAPITAL DISTRIBUTORS, LLC

BEAUMONT FINANCIAL PARTNERS LLC

WINDHAM CAPITAL MANAGEMENT, LLC

TSC DISTRIBUTORS, LLC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

MBSC, LLC

MBSC, LLC

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/20/2017

Series 66

Date: 9/3/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/14/2015

Series 31

Date: 9/8/2004

FINRA

Current Firm

VISION 4 FUND DISTRIBUTORS

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

VISION 4 FUND DISTRIBUTORS

TRUST BUT VERIFY

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