Christopher R. Cole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Raymond Cole, who also goes by Christopher Raymond Cole Mr., was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2004. Christopher had worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2015 - February 26, 2024
ARTEMIS CAPITAL ADVISERS LP
April 17, 2009 - December 30, 2015
ARTEMIS CAPITAL MANAGEMENT, LLC
September 29, 2004 - February 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ARTEMIS CAPITAL ADVISERS LP
CRD#: 172253 / SEC#: 801-111768
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 10,000,000 |
Red Flags
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