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Christopher Raymond Cole

CRD# 4833602·Registered 2004 - 2024
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Raymond Cole, who also goes by Christopher Raymond Cole Mr., was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2004 - 2024. Christopher had worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Raymond Cole Mr.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

ARTEMIS CAPITAL ADVISERS LP·CRD# 172253
RIA
Austin, TX
September 19, 2015 - February 26, 2024
ARTEMIS CAPITAL MANAGEMENT, LLC·CRD# 149212
RIA
Santa Monica, CA
April 17, 2009 - December 30, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 29, 2004 - February 3, 2009

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Current Firm

AC
ARTEMIS CAPITAL ADVISERS LP

ARTEMIS CAPITAL ADVISERS LP | ARTEMIS CAPITAL MANAGEMENT LP (RELYING ADVISER) | ARTEMIS CAPITAL MANAGEMENT LP | ARTEMIS CAPITAL MANAGEMENT

CRD#: 172253 / SEC#: 801-111768

Contact Information

Main Address

6507 W Highway 290 Suite 502, Austin, TX 78735

Mailing Address

6507 W Highway 290 Suite 502, Pmb 1019, Austin, TX 78735

Phone Number

(512) 467-4735

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$10,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2004About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Mar 2009About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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