Ken M. Hanes

CHF WEALTH MANAGEMENT

Lafayette, LA 70508

Some features on this profile are disabled

CRD#: 4833575

Professional summary

Ken Michael Hanes, AIF®, CFP® is a registered financial advisor currently at CHF WEALTH MANAGEMENT, LLC located in Lafayette, Louisiana.

Ken is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Ken has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CLARK, HANES & FAUL LLC; CPA FIRM; CPA; HIRED 02/01/2003; 120 HRS/MONTH; 7HRS DEVOTED TO THIS BUSINESS DURING TRADING HOURS. KEN M. HANES CPA, LLC ; TAX & FINANCIAL PLANNING;PRESIDENT; BEGAN 12/1/2005; 10 HOURS/MONTH; 0 HOURS DEVOTED TO THIS BUSINESS DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ken Michael Hanes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

August 15, 2011 - Present

CHF WEALTH MANAGEMENT, LLC

Office #1: 201 Rue Iberville, Suite 710, Lafayette, LA 70508

RIA

CRD#: 139331

Lafayette, LA

Past

August 23, 2004 - January 20, 2009

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

LAFAYETTE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/15/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/2004

General Securities Representative Examination

Current Firm

CHF WEALTH MANAGEMENT, LLC

CRD#: 139331 / SEC#:

Louisiana

Registered Investment Advisory firm - (2/1/2006 Approved)

Texas

Registered Investment Advisory firm - (2/5/2014 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

201 Rue Iberville, Suite 710, Lafayette, LA 70508

Mailing Address

Phone number

(337) 232-6170

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Minh Pham

NYLIFE SECURITIES LLC

Lafayette, LA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ken M. Hanes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ken Michael Hanes's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHF WEALTH MANAGEMENT, LLC

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2004

Series 7

Date: 8/20/2004

Current Firm

CHF WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

CHF WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors