BD
Beverly O. Davis
CALDWELL ADVISORS
Murfreeesboro, TN 37129
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CRD#: 4833572
BD
Professional summary
Beverly Ogles Davis is a registered financial advisor currently at CALDWELL ADVISORS, LLC located in Murfreeesboro, Tennessee and LPL FINANCIAL LLC located in Murfreesboro, Tennessee.
Beverly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Beverly has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/02/2006: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - INS TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE 10% OF TIME SPENT - SELL INS TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE 2. 11/14/2011: NO BUSINESS NAME - NOT INV REL - NOTARY PUBLIC - NO TIME SPENT 3. 08/07/2013: NO BUSINESS NAME - INV REL - PROPRETY: 1617 GRAYBAR AVENUE, MURFREESBORO TN - REAL ESTATE RENTAL - 1% OF TIME SPENT - PROPERTY CO-OWNER 4. 08/07/2013: NO BUSINESS NAME - INV REL - PROPRETY: 1610 IDLEWOOD DRIVE, MURFREESBORO, TN 37219 - REAL ESTATE RENTAL - 2% OF TIME SPENT - PROPERTY CO-OWNER 5. 07/10/2015: CALDWELL ADVISORS LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - START 06/04/2015 - 80% OF TIME SPENT - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE
CRS (Client Relationship Summary) - RIA
Click below to view Beverly Ogles Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2015 - Present
CALDWELL ADVISORS, LLC
Office #1: 1810 Ward Drive Suite 102, Murfreeesboro, TN 37129RIA
CRD#: 144408
Murfreeesboro, TN
Current
February 16, 2007 - Present
LPL FINANCIAL LLC
Office #1: 1810 Ward Drive, Ste 102, Murfreesboro, TN 37129RIA
BD
CRD#: 6413
Murfreesboro, TN
Past
October 25, 2011 - October 2, 2015
BEAM WEALTH ADVISORS, INC.
RIA
CRD#: 109867
MURFREESBORO, TN
Past
February 20, 2007 - December 21, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
MURFREESBORO, TN
Past
April 6, 2006 - March 2, 2007
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
MURFREESBORO, TN
Past
August 25, 2004 - March 2, 2007
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
MURFREESBORO, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CALDWELL ADVISORS, LLC
AARON ZAUNER | SCHILLING INVESTMENT CONSULTANTS, LLC | RYAN K. SNOVER/RIVERROCK CAPITAL GROUP, LLC | JOHN W. COBB/VALUES BASED PLANNING, LLC | JOHN COBB | DAVID STEINFELD | CALDWELL ADVISORS, LLC | BEVERLY O. DAVIS | BENTLEY LONDON | ALAN A. COSTA / THE HARPETH FINANCIAL GROUP
CRD#: 144408 / SEC#: 801-106730
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Tennessee
Registered Investment Advisory firm - (1/11/2016 Terminated)Texas
Registered Investment Advisory firm - (1/8/2016 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/29/2022)
RR
Michigan(3/29/2022)
RR
Tennessee(2/16/2007)
IAR
Tennessee(6/15/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CALDWELL ADVISORS, LLC
AARON ZAUNER | SCHILLING INVESTMENT CONSULTANTS, LLC | RYAN K. SNOVER/RIVERROCK CAPITAL GROUP, LLC | JOHN W. COBB/VALUES BASED PLANNING, LLC | JOHN COBB | DAVID STEINFELD | CALDWELL ADVISORS, LLC | BEVERLY O. DAVIS | BENTLEY LONDON | ALAN A. COSTA / THE HARPETH FINANCIAL GROUP
CRD#: 144408 / SEC#: 801-106730
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Tennessee
Registered Investment Advisory firm - (1/11/2016 Terminated)Texas
Registered Investment Advisory firm - (1/8/2016 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5210 Maryland Way Ste 202, Brentwood, TN 37027
Mailing Address
Phone number
(615) 370-8988
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 493 |
| AUM (Assets Under Management) | $ 339,088,296 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CALDWELL ADVISORS, LLC
CRD#: 144408Murfreeesboro, TN 37129TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
