Jessica A. Rosenberg
JDM FINANCIAL GROUP LLC
Van Nuys, CA
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CRD#: 4833399
Professional summary
Jessica Ann Rosenberg is a registered financial advisor currently at JDM FINANCIAL GROUP LLC located in Van Nuys, California.
Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jessica has worked at 1 firm and has passed the Series 65 exam.
Biography
Jessica is Director of Operations at JDM Financial Group. In her current role, she specializes in client service and insurance while supporting the back office and technology platforms.
With over 20 years of experience in the industry, she has also worked many years focused on investment analysis and goals- based financial planning.
Jessica loves live music and spends her free time enjoying shows and supporting the arts in her local community.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Various insurance agencies. Title: Insurance Agent. Start: 2012. Approx. 1/3 of her time in this capacity, approx. 30 hours per month during trading hours. Address: Address of record.
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Ann Rosenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2015 - Present
JDM FINANCIAL GROUP LLC
RIA
CRD#: 122057
Van Nuys, CA
Past
November 17, 2006 - December 31, 2008
JDM FINANCIAL GROUP LLC
RIA
CRD#: 122057
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JDM FINANCIAL GROUP LLC
JDM FINANCIAL GROUP LLC
CRD#: 122057 / SEC#: 801-122040
RIA
Registered Investment Advisory firm - (8/10/2021 Approved)California
Registered Investment Advisory firm - (10/23/2021 Terminated)Colorado
Registered Investment Advisory firm - (10/1/2021 Terminated)New York
Registered Investment Advisory firm - (9/23/2021 Terminated)Texas
Registered Investment Advisory firm - (9/23/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/20/2015)
IAR
Texas(3/8/2017)
Current Firm
JF
JDM FINANCIAL GROUP LLC
JDM FINANCIAL GROUP LLC
CRD#: 122057 / SEC#: 801-122040
RIA
Registered Investment Advisory firm - (8/10/2021 Approved)California
Registered Investment Advisory firm - (10/23/2021 Terminated)Colorado
Registered Investment Advisory firm - (10/1/2021 Terminated)New York
Registered Investment Advisory firm - (9/23/2021 Terminated)Texas
Registered Investment Advisory firm - (9/23/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Austin, TX
Mailing Address
1108 Lavaca St. Suite 110-523, Austin, TX 78701
Phone number
(310) 479-4122
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 799 |
| AUM (Assets Under Management) | $ 295,924,042 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
