Anders T. Ramstad

CAMBRIDGE INVESTMENT RESEARCH ADVISORS

Portland, OR 97239

Some features on this profile are disabled

CRD#: 4833327

Professional summary

Anders T Ramstad, CFP®, ChFC®, CLU® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Portland, Oregon and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Portland, Oregon.

Anders is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Anders has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 8/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) FINITY GROUP LLC, 5550 S MACADAM AVE STE 120 PORTLAND OR, 02/2024, AS PART-OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 4 HR/MO 4 HR/MO TRADING 3) FINITY GROUP LLC, 5550 S MACADAM AVE STE 120 PORTLAND OR, 02/2024, MANAGING MEMBER, OWNING COPY RIGHTS TO "FINANCIAL PLANNING BASICS FOR DOCTORS". INV REL, 1 HR/MO 0 HR/MO TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anders T Ramstad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

November 23, 2011 - Present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Office #1: 5550 S Macadam Avenue, Ste 120, Portland, OR 97239

RIA

CRD#: 134139

Portland, OR

Current

November 23, 2011 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 5550 S Macadam Avenue, Ste 120, Portland, Portland, OR 97239

CRD#: 39543

Portland, OR

Past

July 19, 2007 - November 2, 2011

CRI SECURITIES, LLC

RIA

CRD#: 22589

PORTLAND, OR

Past

September 22, 2006 - December 31, 2007

MARATHON ADVISORS, INC

RIA

CRD#: 113696

PORTLAND, OR

Past

January 28, 2005 - November 2, 2011

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

PORTLAND, OR

Past

January 10, 2005 - November 2, 2011

CRI SECURITIES, LLC

CRD#: 22589

PORTLAND, OR

Past

September 24, 2004 - November 2, 2011

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2013)

Alaska
(1/8/2014)

Arizona
(1/28/2014)

Arkansas
(9/3/2013)

California
(1/9/2012)

Colorado
(1/9/2012)

Connecticut
(1/28/2014)

Delaware
(1/9/2012)

District of Columbia
(1/9/2012)

Florida
(1/9/2012)

Georgia
(10/11/2013)

Hawaii
(1/9/2012)

Idaho
(3/1/2012)

Illinois
(1/11/2013)

Indiana
(1/21/2014)

Iowa
(1/28/2014)

Kansas
(2/27/2012)

Kentucky
(2/6/2012)

Louisiana
(1/9/2012)

Maine
(4/4/2012)

Maryland
(1/9/2012)

Massachusetts
(1/9/2012)

Michigan
(10/5/2012)

Minnesota
(1/28/2014)

Mississippi
(1/28/2014)

Missouri
(1/9/2012)

Montana
(1/9/2012)

Nebraska
(1/28/2014)

Nevada
(1/28/2014)

New Hampshire
(1/28/2014)

New Jersey
(1/9/2012)

New Mexico
(5/30/2012)

New York
(1/9/2012)

North Carolina
(1/19/2012)

North Dakota
(1/9/2012)

Ohio
(1/9/2012)

Oklahoma
(1/9/2012)

Oregon
(11/23/2011)

IAR

Oregon
(11/23/2011)

Pennsylvania
(1/9/2012)

Puerto Rico
(9/24/2018)

Rhode Island
(6/15/2012)

South Carolina
(7/12/2013)

South Dakota
(1/31/2013)

Tennessee
(8/2/2012)

Texas
(9/11/2012)

IAR

Texas
(9/11/2012)

Utah
(5/11/2012)

Vermont
(1/9/2012)

Virginia
(1/9/2012)

Washington
(11/23/2011)

West Virginia
(1/28/2014)

Wisconsin
(1/9/2012)

Wyoming
(1/9/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/17/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/27/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/23/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anders T. Ramstad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anders T Ramstad's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRI SECURITIES, LLC

MARATHON ADVISORS, INC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/17/2006

Series 63

Date: 9/27/2004

SIE

Date: 10/1/2018

Series 7

Date: 6/9/2006

Series 6

Date: 9/23/2004

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors