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MP

Martha Pool

GLOBAL ATLANTIC DISTRIBUTORS
Des Moines, IA 50309
Some features on this profile are disabled
CRD#: 4833014
MP

Professional summary

Martha Pool, who also goes by Martha Renee Pool, Martie Pool, is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Des Moines, Iowa.

Martha is registered as a RR (Registered Representative) and started their career in finance in 2007. Martha has worked at 6 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Martha Renee Pool | Martie Pool

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martha Pool's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2021 - Present

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Office #1: 215 10th Street, Des Moines, IA 50309
BD
CRD#: 8326
Des Moines, IA
Past

December 7, 2018 - December 21, 2018

CARILLON FUND DISTRIBUTORS, INC.

BD
CRD#: 139749
ST. PETERSBURG, FL
Past

November 29, 2018 - October 8, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST PETERSBURG, FL
Past

September 24, 2018 - October 8, 2020

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

February 1, 2016 - October 31, 2018

RAYMOND JAMES INSURANCE GROUP, INC.

BD
CRD#: 121221
ST. PETERSBURG, FL
Past

February 13, 2013 - December 31, 2015

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ST. PETERSBURG, FL
Past

February 13, 2013 - December 31, 2015

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

May 13, 2008 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
ST. PETERSBURG, FL
Past

July 17, 2007 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/26/2021)
RR
Florida
(1/26/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/12/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GA
GLOBAL ATLANTIC DISTRIBUTORS, LLC
FORETHOUGHT DISTRIBUTORS, LLC | PLANCO FINANCIAL SERVICES, LLC | PLANCO FINANCIAL SERVICES, INC. | HARTFORD LIFE DISTRIBUTORS, LLC | GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326 / SEC#: , 8-25027

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103
Mailing Address
One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103
Phone number
(877) 454-4777
Established
Delaware since 12/15/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL ATLANTIC (FIN) COMPANYOWNER
BICKLER, JASON ALEXANDERPRESIDENT AND MANAGER4164884
MOORCROFT, WILLIAM BENJAMINCHIEF COMPLIANCE OFFICER4258952
NELSON, PAULA GENEVIEVEMANAGER, HEAD OF DISTRIBUTION2015528
PAULOUSKY, MICHAEL RYANTREASURER7339297
RAMOS, SAMUELGENERAL COUNSEL AND SECRETARY6722343
RIP, OLGAFINOP AND CHIEF FINANCIAL OFFICER5440553
RUTHERFORD, KELLY JUNESENIOR VICE-PRESIDENT7282305
SIEGEL, DEAN CYRUSVICE PRESIDENT3224832
TODD, ERIC DAVIDMANAGER2175308
WEISS, DAVID LEESENIOR VICE PRESIDENT2345057

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326Des Moines, IA 50309

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