Feliks Bernshteyn

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CRD#: 4832941

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Feliks Bernshteyn, who also goes by Felix Bernshteyn, was a registered financial professional .

Feliks is a previously registered financial professional and started their career in finance in 2004. Feliks had worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Felix Bernshteyn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 10, 2012 - August 2, 2017

SOLSTEIN CAPITAL, LLC

RIA

CRD#: 157888

SAN FRANCISCO, CA

Past

August 16, 2004 - August 4, 2006

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLSTEIN CAPITAL, LLC

CRD#: 157888 / SEC#: 801-112859

RIA

Registered Investment Advisory firm - (4/16/2018 Approved)

California

Registered Investment Advisory firm - (4/24/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/14/2004

General Securities Representative Examination

Current Firm

SOLSTEIN CAPITAL, LLC

CRD#: 157888 / SEC#: 801-112859

RIA

Registered Investment Advisory firm - (4/16/2018 Approved)

California

Registered Investment Advisory firm - (4/24/2019 Terminated)

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Contact information

Main Address

1285 El Camino Real Suite 100, Menlo Park, CA 94025

Mailing Address

Phone number

(415) 231-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOLSTEIN CAPITAL, LLC BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 645,214,889

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Feliks Bernshteyn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SOLSTEIN CAPITAL, LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

SOLSTEIN CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2012

Series 7

Date: 8/14/2004

Current Firm

SOLSTEIN CAPITAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLSTEIN CAPITAL, LLC

TRUST BUT VERIFY

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