Justin R. Venk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Randall Venk was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2004. Justin had worked at 3 firms and has passed the Series 63, Series 65, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2005 - September 26, 2013
NAFA CAPITAL MARKETS, LLC
October 8, 2004 - May 31, 2005
PENSON FINANCIAL SERVICES, INC.
August 5, 2004 - December 31, 2018
NATIVE AMERICAN FUND ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NAFA CAPITAL MARKETS, LLC
CRD#: 133599 / SEC#: , 8-66746
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRYREAR, JOHN EDWARD | MGING MEMBER/CCO | 1537429 |
| NATIVE AMERICAN FUND ADVISORS LLC | MEMBER | 108149 |
| PINNACLE HOLDINGS | MEMBER | |
| POSEY, TIMOTHY STEVEN | MEMBER | |
| COOPER, MITCHELL HOWARD | MEMBER | 1947796 |
| LAMONT CAVANAUGH | MEMBER | |
| MYERS, MICHAELA DALE | PRINCIPAL | 800192 |
| POSEY, JAMES ANDREW JR | MEMBER | |
| QUINTON, DIANA LYNN | FINOP | 5431432 |
| WRIGHT, BRENT WRAY | MEMBER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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