Richard M. Kleberg
Professional summary
Richard M Kleberg IV, who also goes by Richard M Kleberg, is a registered financial advisor currently at LUTHER KING CAPITAL MANAGEMENT CORPORATION located in San Antonio, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Richard has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard M Kleberg IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2011 - Present
LUTHER KING CAPITAL MANAGEMENT CORPORATION
Office #1: 5121 Broadway, San Antonio, TX 78209October 15, 2004 - March 7, 2011
SOUTH TEXAS MONEY MANAGEMENT, LTD.
Primary Firm SEC Registration
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/10/2011)
Current Firm
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,608 |
| AUM (Assets Under Management) | $ 30,147,517,560 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/20/2024 | ||
| 08/11/2023 | ||
| 12/09/2022 |
Red Flags
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