Michael S. Madigan

SOUND FINANCIAL MANAGEMENT

ROWAYTON, CT

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CRD#: 4832759

Professional summary

Michael Scott Madigan is a registered financial advisor currently at SOUND FINANCIAL MANAGEMENT, LLC located in Rowayton, Connecticut.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TAX SERVICES PROVIDED WITHIN SOUND FINANCIAL MANAGEMENT, LLC TO FINANCIAL PLANNING CLIENTS PREDOMINANTLY, BUT NOT EXCLUSIVELY. INVOLVES APPROXIMATELY 200 HOURS PER YEAR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Scott Madigan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2004 - Present

SOUND FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 132088

ROWAYTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/14/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/2004

Uniform Investment Adviser Law Examination

Current Firm

SOUND FINANCIAL MANAGEMENT, LLC

CRD#: 132088 / SEC#:

Connecticut

Registered Investment Advisory firm - (10/14/2004 Approved)

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Contact information

Main Address

Rowayton, CT

Mailing Address

Phone number

(203) 853-6030

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 8,945,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Madigan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Scott Madigan's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUND FINANCIAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/2004

Current Firm

SOUND FINANCIAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUND FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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