Romain S. Le Bon
Professional summary
Romain S Le Bon, who also goes by Romain Simon Le Bon, Romain Simon Lebon, is a registered financial professional currently at ACP SECURITIES, LLC located in New York, New York.
Romain is registered as a RR (Registered Representative) and started their career in finance in 2005. Romain has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Romain S Le Bon's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2020 - Present
ACP SECURITIES, LLC
Office #1: 1325 Avenue Of The Americas 28th Floor, New York, NY 10019June 17, 2016 - February 5, 2020
NATIXIS SECURITIES AMERICAS LLC
March 12, 2013 - May 25, 2016
CREDIT AGRICOLE SECURITIES (USA) INC.
May 17, 2010 - November 6, 2012
GOLDMAN SACHS & CO. LLC
August 21, 2009 - April 30, 2010
BNP PARIBAS SECURITIES CORP.
October 1, 2008 - December 18, 2008
J.P. MORGAN SECURITIES LLC
July 30, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
August 25, 2005 - June 27, 2007
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2020)
(2/27/2020)
Exams
FINRA
Current Firm
ACP SECURITIES, LLC
CRD#: 139049 / SEC#: , 8-67185
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 4 |
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