WM
William G. Morrison
INVERLOCHY CAPITAL
Bobcaygeon, Ontario,
Some features on this profile are disabled
CRD#: 4832401
WM
Professional summary
William Glen Morrison, who also goes by Glen Morrison, is a registered financial advisor currently at INVERLOCHY CAPITAL, INC. .
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. William has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Glen Morrison
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INVERLOCHY CAPITAL GROUP LTD. - PRESIDENT AND PRINCIPAL OWNER SINCE 2006. INVERLOCHY CAPITAL GROUP LTD. IS THE HOLDING COMPANY FOR TWO OPERATING COMPANIES - INVERLOCHY CAPITAL LTD. AND INVERLOCHY CAPITAL, INC. INVESTMENT RELATED. 2) INVERLOCHY CAPITAL LTD. - PRESIDENT AND PRINCIPAL OWNER SINCE 2003. INVERLOCHY CAPITAL LTD IS A PORTFOLIO MANAGEMENT COMPANY REGISTERED WITH THE ONTARIO SECURITIES COMMISSION. INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view William Glen Morrison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2021 - Present
INVERLOCHY CAPITAL, INC.
RIA
CRD#: 132253
Bobcaygeon, Ontario,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
INVERLOCHY CAPITAL, INC.
INVERLOCHY CAPITAL | INVERLOCHY CAPITAL, INC. | INVERLOCHY CAPITAL LLC.
CRD#: 132253 / SEC#: 801-78014
RIA
Registered Investment Advisory firm - (5/3/2013 Approved)New York
Registered Investment Advisory firm - (10/7/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(6/10/2021)
IAR
Texas(10/17/2023)
Exams
Current Firm
IC
INVERLOCHY CAPITAL, INC.
INVERLOCHY CAPITAL | INVERLOCHY CAPITAL, INC. | INVERLOCHY CAPITAL LLC.
CRD#: 132253 / SEC#: 801-78014
RIA
Registered Investment Advisory firm - (5/3/2013 Approved)New York
Registered Investment Advisory firm - (10/7/2013 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Bobcaygeon, Ontario
Mailing Address
Phone number
(705) 887-6953
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 64 |
| AUM (Assets Under Management) | $ 36,922,036 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
