Alice A. Brown
Professional summary
Alice Ann Brown, who also goes by Alice Ann Breitenbach, Alice Ann Oneill, is a registered financial advisor currently at CB3 FINANCIAL GROUP, INC. located in Glen Ellyn, Illinois.
Alice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Alice has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alice Ann Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2011 - Present
CB3 FINANCIAL GROUP, INC.
October 9, 2006 - December 31, 2012
WORLD EQUITY GROUP, INC.
February 9, 2005 - December 23, 2013
WORLD EQUITY GROUP, INC.
September 17, 2004 - February 8, 2005
OAK GROVE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2018)
Exams
Current Firm
CB3 FINANCIAL GROUP, INC.
CRD#: 159156 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 35 |
| AUM (Assets Under Management) | $ 29,500,000 |
Red Flags
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